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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
26
Zoetis
ZTS
$31.5B
$9.31M 0.73%
48,248
-235
-0.5% -$41.6K
JNJ icon
27
Johnson & Johnson
JNJ
$602B
$9.07M 0.71%
56,363
-15
-0% -$2.3K
JPM icon
28
JPMorgan Chase
JPM
$914B
$8.82M 0.69%
51,506
+6,315
+14% +$957K
PANW icon
29
Palo Alto Networks
PANW
$278B
$8.45M 0.66%
58,976
+16,306
+38% +$2.18M
V icon
30
Visa
V
$681B
$8.25M 0.64%
31,972
+5,291
+20% +$1.3M
IUSB icon
31
iShares Core Universal USD Bond ETF
IUSB
$42.8B
$8.14M 0.64%
177,413
+15,111
+9% +$668K
OPBK icon
32
OP Bancorp
OPBK
$219M
$7.65M 0.6%
+707,500
New +$6.5M
BILL icon
33
BILL Holdings
BILL
$4.41B
$7.45M 0.58%
100,031
+86,912
+662% +$7.14M
VOO icon
34
Vanguard S&P 500 ETF
VOO
$980B
$7.29M 0.57%
16,912
+1,021
+6% +$418K
VCIT icon
35
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$7.12M 0.56%
88,166
+78,398
+803% +$6.06M
VTI icon
36
Vanguard Total Stock Market ETF
VTI
$662B
$6.84M 0.53%
29,292
-373
-1% -$82.5K
SPSM icon
37
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$6.81M 0.53%
166,847
+9,985
+6% +$376K
IGIB icon
38
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$6.75M 0.53%
130,737
+125,005
+2,181% +$6.18M
VWO icon
39
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$6.63M 0.52%
163,720
+2,057
+1% +$81.6K
CVX icon
40
Chevron
CVX
$379B
$6.52M 0.51%
42,787
-169
-0.4% -$25.6K
HQY icon
41
HealthEquity
HQY
$8.26B
$6.51M 0.51%
96,102
-1,060
-1% -$73.5K
TSLA icon
42
Tesla
TSLA
$1.43T
$6.28M 0.49%
26,340
+4,392
+20% +$1.04M
LMT icon
43
Lockheed Martin
LMT
$116B
$6.02M 0.47%
13,108
+1,934
+17% +$857K
ITA icon
44
iShares US Aerospace & Defense ETF
ITA
$13.7B
$5.95M 0.46%
48,072
-841
-2% -$97.1K
AVGO icon
45
Broadcom
AVGO
$1.84T
$5.9M 0.46%
55,750
+860
+2% +$81.4K
GLD icon
46
SPDR Gold Trust
GLD
$131B
$5.8M 0.45%
30,679
-2,759
-8% -$506K
UNH icon
47
UnitedHealth
UNH
$393B
$5.78M 0.45%
10,656
+180
+2% +$96K
OWL icon
48
Blue Owl Capital
OWL
$6.41B
$5.74M 0.45%
391,221
-210,492
-35% -$2.83M
MUB icon
49
iShares National Muni Bond ETF
MUB
$45.4B
$5.61M 0.44%
51,794
+19,089
+58% +$1.99M
QCOM icon
50
Qualcomm
QCOM
$182B
$5.59M 0.44%
40,624
+1,304
+3% +$161K
1
2
3 4 5

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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.