DFPG Investments’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

DFPG Investments’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$6.81M	Buy	166,847 +9,985	+6%	+$376K	0.53%	37
2023 Q3	$5.56M	Buy	156,862 +139,102	+783%	+$5.42M	0.52%	40
2023 Q2	$722K	Buy	17,760 +1,151	+7%	+$42.8K	0.07%	294
2023 Q1	$627K	Buy	16,609 +1,388	+9%	+$54.2K	0.07%	287
2022 Q4	$591K	Buy	+15,221	New	+$570K	0.1%	227
2021 Q2	–	Sell	-6,104	Closed	-$263K	–	179
2021 Q1	$263K	Sell	6,104 -382	-6%	-$15.6K	0.11%	129
2020 Q4	$247K	Buy	+6,486	New	+$208K	0.11%	140
2020 Q1	–	Sell	-7,341	Closed	-$242K	–	177
2019 Q4	$242K	Buy	+7,341	New	+$229K	0.16%	130

Other funds holding SPSM

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FGAM

Financial Gravity Asset Management Lakeway, Texas $562M AUM

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Valmark Advisers Akron, Ohio $8.42B AUM 14.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

DFPG Investments's SPSM Position: Q4 2023 in Review

DFPG Investments increased its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 6.4% in Q4 2023, buying an estimated $376K and bringing the position to 166,847 shares worth $6.81M. The position accounts for 0.53% of the portfolio, ranked #37.

DFPG Investments first reported a position in SPSM in Q4 2019 and has held it in 8 quarters since. 775 funds tracked by Wall St. Rank hold SPSM as of Q4 2023.

DFPG Investments held 166,847 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $6.81M as of Q4 2023.
DFPG Investments bought 9,985 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q4 2023, an estimated $376K.
State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.53% of DFPG Investments's portfolio in Q4 2023, its #37 holding.
DFPG Investments first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2019 and has held it in 8 quarters since.
775 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.