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State Street SPDR Portfolio S&P 600 Small Cap ETF

260 hedge funds and large institutions have $1.02B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 106 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 19

61% more repeat investments, than reductions

Existing positions increased: 106 | Existing positions reduced: 66

55% more funds holding in top 10

Funds holding in top 10: 1117 (+6)

25% more capital invested

Capital invested by funds: $820M → $1.02B (+$201M)

23% more funds holding

Funds holding: 211260 (+49)

2.97% more ownership

Funds ownership: 56.72%59.69% (+3%)

Holders
260
Holders Change
+49
Holders Change %
+23.22%
% of All Funds
5.12%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.33%
New
69
Increased
106
Reduced
66
Closed
19
Calls
$5K
Puts
Net Calls
+$5K
Net Calls Change
+$5K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$166M -$4.51M -144,387 -3%
GC
2
Grimes & Company
Massachusetts
$49M +$26.7M +855,691 +132%
AF
3
Allworth Financial
California
$44.6M +$724K +23,184 +2%
AWM
4
AE Wealth Management
Kansas
$42.6M +$4.7M +150,668 +13%
AAS
5
Annex Advisory Services
Wisconsin
$41.6M +$2.53M +81,034 +7%
SS
6
Simplicity Solutions
Minnesota
$39.8M +$3.5M +112,194 +10%
Creative Planning
7
Creative Planning
Kansas
$37.3M +$14.8M +473,316 +71%
GI
8
Gradient Investments
Minnesota
$36.5M +$27.3M +873,208 +356%
AssetMark Inc
9
AssetMark Inc
California
$30.8M -$2M -64,013 -6%
WAP
10
Wealthcare Advisory Partners
Pennsylvania
$27.7M +$3.07M +98,389 +13%
AA
11
Advisory Alpha
Michigan
$19.8M +$2.34M +74,910 +14%
Morgan Stanley
12
Morgan Stanley
New York
$17.4M +$3.23M +103,570 +24%
WFPG
13
Waller Financial Planning Group
Ohio
$16.4M +$217K +6,966 +1%
TC
14
TownSquare Capital
Utah
$14.9M +$1.2M +38,505 +9%
BFG
15
Barber Financial Group
Kansas
$13.4M +$249K +7,987 +2%
MFS
16
McNamara Financial Services
Massachusetts
$12.4M +$262K +8,391 +2%
SRSA
17
S.R. Schill & Associates
Washington
$12.1M +$41.7K +1,337 +0.4%
PWA
18
Peterson Wealth Advisors
Utah
$11.6M +$211K +6,768 +2%
Bank of America
19
Bank of America
North Carolina
$10.4M +$1.53M +48,901 +18%
HIM
20
Hanlon Investment Management
New Jersey
$10.1M -$458K -14,669 -5%
LPL Financial
21
LPL Financial
California
$9.64M +$2.85M +91,153 +45%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$9.63M +$440K +14,112 +5%
FI
23
FormulaFolio Investments
Michigan
$9.22M -$8.76M -280,572 -50%
BSWM
24
Boston Standard Wealth Management
Massachusetts
$9.09M +$258K +8,261 +3%
CAL
25
Capital Analysts LLC
Pennsylvania
$9.01M +$280K +8,967 +3%