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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

260 hedge funds and large institutions have $1.02B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 106 increasing their positions, 66 reducing their positions, and 19 closing their positions.

Holders
260
Holders Change
+49
Holders Change %
+23.22%
% of All Funds
5.13%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.34%
New
69
Increased
106
Reduced
66
Closed
19
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$5K

Top Buyers

1
GI
1
Gradient Investments
Minnesota
$36.5M
2
GC
2
Grimes & Company
Massachusetts
$49M
3
Creative Planning
3
Creative Planning
Kansas
$37.3M
4
MIS
4
Morningstar Investment Services
Illinois
$6.07M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.28M

Top Sellers

1
FI
1
FormulaFolio Investments
Michigan
$9.22M
2
CSIA
2
Charles Schwab Investment Advisory
California
$166M
3
State Street
3
State Street
Massachusetts
$0
4
IA
4
IFP Advisors
Florida
$2.29M
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CSIA
1
Charles Schwab Investment Advisory
California
$166M 5,073,226 -144,387 -3%
GC
2
Grimes & Company
Massachusetts
$49M 1,502,598 +855,691 +132%
AF
3
Allworth Financial
California
$44.6M 1,367,348 +23,184 +2%
AWM
4
AE Wealth Management
Kansas
$42.6M 1,305,247 +150,668 +13%
AAS
5
Annex Advisory Services
Wisconsin
$41.6M 1,273,885 +81,034 +7%
SS
6
Simplicity Solutions
Minnesota
$39.8M 1,220,722 +112,194 +10%
Creative Planning
7
Creative Planning
Kansas
$37.3M 1,142,809 +473,316 +71%
GI
8
Gradient Investments
Minnesota
$36.5M 1,118,221 +873,208 +356%
AssetMark Inc
9
AssetMark Inc
California
$30.8M 942,531 -64,013 -6%
WAP
10
Wealthcare Advisory Partners
Pennsylvania
$27.7M 850,301 +98,389 +13%
AA
11
Advisory Alpha
Michigan
$19.8M 606,782 +74,910 +14%
Morgan Stanley
12
Morgan Stanley
New York
$17.4M 532,475 +103,570 +24%
WFPG
13
Waller Financial Planning Group
Ohio
$16.4M 502,965 +6,966 +1%
TC
14
TownSquare Capital
Utah
$14.9M 455,908 +38,505 +9%
BFG
15
Barber Financial Group
Kansas
$13.4M 411,269 +7,987 +2%
MFS
16
McNamara Financial Services
Massachusetts
$12.4M 380,674 +8,391 +2%
SRSA
17
S.R. Schill & Associates
Washington
$12.1M 370,943 +1,337 +0.4%
PWA
18
Peterson Wealth Advisors
Utah
$11.6M 356,341 +6,768 +2%
Bank of America
19
Bank of America
North Carolina
$10.4M 317,862 +48,901 +18%
HIM
20
Hanlon Investment Management
New Jersey
$10.1M 309,084 -14,669 -5%
LPL Financial
21
LPL Financial
California
$9.64M 295,395 +91,153 +45%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$9.64M 295,289 +14,112 +5%
FI
23
FormulaFolio Investments
Michigan
$9.22M 282,435 -280,572 -50%
BSWM
24
Boston Standard Wealth Management
Massachusetts
$9.09M 278,575 +8,261 +3%
CAL
25
Capital Analysts LLC
Pennsylvania
$9.01M 276,123 +8,967 +3%
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