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State Street SPDR Portfolio S&P 600 Small Cap ETF

27 hedge funds and large institutions have $78.4M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

73% more capital invested

Capital invested by funds: $45.3M → $78.4M (+$33.1M)

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

6.07% more ownership

Funds ownership: 141.53%147.6% (+6.1%)

0% more funds holding

Funds holding: 2727 (0)

Holders
27
Holders Change
Holders Change %
0%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$29.8M +$13M +514,017 +85%
State Street
2
State Street
Massachusetts
$22.4M +$13.1M +521,535 +162%
HMC
3
Harvard Management Company
Massachusetts
$5.8M -$515K -20,415 -9%
LPL Financial
4
LPL Financial
California
$4.49M +$144K +5,700 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.06M +$2.02M +80,196 +229%
SFP
6
Shepherd Financial Partners
Massachusetts
$2.91M +$2.75M +109,230 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$2.29M -$15.8K -627 -0.7%
UBS Group
8
UBS Group
Switzerland
$1.54M +$147K +5,832 +11%
RJA
9
Raymond James & Associates
Florida
$1.24M +$1.17M +46,560 New
Morgan Stanley
10
Morgan Stanley
New York
$866K +$469K +18,591 +132%
SEI Investments
11
SEI Investments
Pennsylvania
$698K -$16.8K -666 -2%
Bank of America
12
Bank of America
North Carolina
$616K +$243K +9,639 +71%
IA
13
IFP Advisors
Florida
$588K +$29K +1,149 +5%
Citigroup
14
Citigroup
New York
$492K
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$330K +$222K +8,826 +244%
Stifel Financial
16
Stifel Financial
Missouri
$288K
FAAS
17
First Allied Advisory Services
California
$252K +$30.4K +1,206 +15%
NPF
18
Norris Perne & French
Michigan
$235K
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$230K +$219K +8,676 New
BDF
20
Balasa Dinverno & Foltz
$206K +$196K +7,776 New
AG
21
Advisor Group
Arizona
$50K -$15.1K -600 -24%
MFS
22
MSI Financial Services
Massachusetts
$35K -$4.61K -183 -12%
Wells Fargo
23
Wells Fargo
California
$34K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$6K
SPIA
25
Steward Partners Investment Advisory
New York
$3K +$3.02K +120 New

SPSM Hedge Fund Activity: Q4 2016 in Review

27 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2016, worth a combined $78.4M — up 73% from $45.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SPSM positions and 5 closed out — a net gain of 1 holder — while 10 added to existing stakes and 5 trimmed.

The largest buyer was State Street, adding an estimated $13.1M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.29M sold.

  • 27 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $78.4M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2016, up 73% quarter-over-quarter.
  • 6 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2016 and 5 closed out, a net change of +1 holder.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2016 was State Street, an estimated $13.1M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2016 was Susquehanna International Group, an estimated $2.29M sold.

Based on aggregated 13F filings for Q4 2016.