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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

681 hedge funds and large institutions have $6.15B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 305 increasing their positions, 220 reducing their positions, and 46 closing their positions.

Holders
681
Holders Change
+16
Holders Change %
+2.41%
% of All Funds
10.86%
Holding in Top 10
48
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.77%
New
71
Increased
305
Reduced
220
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K

Top Buyers

1
FGAM
1
Financial Gravity Asset Management
Texas
$267M
2
Bank of America
2
Bank of America
North Carolina
$295M
3
RBA
3
Richard Bernstein Advisors
New York
$141M
4
Ameriprise
4
Ameriprise
Minnesota
$204M
5
FA
5
Fiducient Advisors
Illinois
$37.6M

Top Sellers

1
AWA
1
Amplius Wealth Advisors
Pennsylvania
$1.46M
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$14.5M
3
SMM
3
Stadion Money Management
Georgia
$47.8M
4
AWC
4
Adamsbrown Wealth Consultants
Kansas
$1.58M
5
Wells Fargo
5
Wells Fargo
California
$30.9M
Name Market Value Shares Shares
Change 		Shares
Change %
Financial Engines Advisors
1
Financial Engines Advisors
California
$761M 20,617,316 +893,257 +5%
LPL Financial
2
LPL Financial
California
$600M 16,254,761 +920,117 +6%
Bank of America
3
Bank of America
North Carolina
$295M 7,982,403 +5,052,813 +172%
Charles Schwab
4
Charles Schwab
California
$268M 7,276,317 +66,985 +0.9%
FGAM
5
Financial Gravity Asset Management
Texas
$267M 3,653,711 +3,504,550 +2,350%
Ameriprise
6
Ameriprise
Minnesota
$204M 6,501,149 +2,248,179 +53%
VA
7
Valmark Advisers
Ohio
$193M 5,226,840 +113,168 +2%
RBA
8
Richard Bernstein Advisors
New York
$141M 3,813,042 +3,813,042 New
Creative Planning
9
Creative Planning
Kansas
$124M 3,369,960 -14,325 -0.4%
CCWA
10
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$120M 3,261,745 +303,605 +10%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$98.5M 2,668,367 +640,591 +32%
PAG
12
Private Advisor Group
New Jersey
$84.6M 2,293,567 -22,117 -1%
UBS Group
13
UBS Group
Switzerland
$81.7M 2,213,599 -1,683 -0.1%
CAG
14
Crestwood Advisors Group
Massachusetts
$73.4M 1,989,407 -8,950 -0.4%
CWM
15
Congress Wealth Management
Massachusetts
$68.3M 1,850,621 +285,572 +18%
MFG
16
Merit Financial Group
Georgia
$67.4M 1,826,411 +8,099 +0.4%
SPWG
17
Syntegra Private Wealth Group
Missouri
$66.4M 1,800,694 +62,301 +4%
Morgan Stanley
18
Morgan Stanley
New York
$63.9M 1,732,657 -54,579 -3%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$53.8M 1,456,715 -40,803 -3%
Mariner
20
Mariner
Kansas
$53.4M 1,445,867 +38,592 +3%
PWPS
21
Pinnacle Wealth Planning Services
Ohio
$52.9M 1,432,518 +31,298 +2%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$48.9M 1,324,764 +489,434 +59%
Osaic Holdings
23
Osaic Holdings
Arizona
$48.5M 1,314,125 +165,045 +14%
SMM
24
Stadion Money Management
Georgia
$47.8M 1,295,672 -241,571 -16%
AssetMark Inc
25
AssetMark Inc
California
$44.7M 1,210,100 +461,747 +62%
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