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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$761M +$34.8M +893,257 +5%
LPL Financial
2
LPL Financial
California
$600M +$35.8M +920,117 +6%
Bank of America
3
Bank of America
North Carolina
$295M +$197M +5,052,813 +172%
Charles Schwab
4
Charles Schwab
California
$268M +$2.61M +66,985 +0.9%
FGAM
5
Financial Gravity Asset Management
Texas
$267M +$136M +3,504,550 +2,350%
Ameriprise
6
Ameriprise
Minnesota
$204M +$87.6M +2,248,179 +53%
VA
7
Valmark Advisers
Ohio
$193M +$4.41M +113,168 +2%
RBA
8
Richard Bernstein Advisors
New York
$141M +$149M +3,813,042 New
Creative Planning
9
Creative Planning
Kansas
$124M -$558K -14,325 -0.4%
CCWA
10
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$120M +$11.8M +303,605 +10%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$98.5M +$24.9M +640,591 +32%
PAG
12
Private Advisor Group
New Jersey
$84.6M -$861K -22,117 -1%
UBS Group
13
UBS Group
Switzerland
$81.7M -$65.5K -1,683 -0.1%
CAG
14
Crestwood Advisors Group
Massachusetts
$73.4M -$349K -8,950 -0.4%
CWM
15
Congress Wealth Management
Massachusetts
$68.3M +$11.1M +285,572 +18%
MFG
16
Merit Financial Group
Georgia
$67.4M +$315K +8,099 +0.4%
SPWG
17
Syntegra Private Wealth Group
Missouri
$66.4M +$2.43M +62,301 +4%
Morgan Stanley
18
Morgan Stanley
New York
$63.9M -$2.13M -54,579 -3%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$53.8M -$1.59M -40,803 -3%
Mariner
20
Mariner
Kansas
$53.4M +$1.5M +38,592 +3%
PWPS
21
Pinnacle Wealth Planning Services
Ohio
$52.9M +$1.22M +31,298 +2%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$48.9M +$19.1M +489,434 +59%
Osaic Holdings
23
Osaic Holdings
Arizona
$48.5M +$6.43M +165,045 +14%
SMM
24
Stadion Money Management
Georgia
$47.8M -$9.41M -241,571 -16%
AssetMark Inc
25
AssetMark Inc
California
$44.7M +$18M +461,747 +62%

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.