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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

238 hedge funds and large institutions have $1.01B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 108 increasing their positions, 69 reducing their positions, and 55 closing their positions.

Holders
238
Holders Change
-22
Holders Change %
-8.46%
% of All Funds
5.26%
Holding in Top 10
16
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.88%
% of All Funds
0.35%
New
38
Increased
108
Reduced
69
Closed
55
Calls
–
Puts
$37K
Net Calls
-$37K
Net Calls Change
-$42K

Top Buyers

1
Charles Schwab
1
Charles Schwab
California
$119M
2
VA
2
Valmark Advisers
Ohio
$118M
3
SMM
3
Stadion Money Management
Georgia
$100M
4
Creative Planning
4
Creative Planning
Kansas
$45.5M
5
Financial Engines Advisors
5
Financial Engines Advisors
California
$21.2M

Top Sellers

1
CSIA
1
Charles Schwab Investment Advisory
California
$0
2
GC
2
Grimes & Company
Massachusetts
$1.18M
3
AA
3
Advisory Alpha
Michigan
$1.9M
4
Morgan Stanley
4
Morgan Stanley
New York
$4.37M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$84K
Name Market Value Shares Shares
Change 		Shares
Change %
Charles Schwab
1
Charles Schwab
California
$119M 5,453,793 +5,453,793 New
VA
2
Valmark Advisers
Ohio
$118M 5,415,018 +5,415,018 New
SMM
3
Stadion Money Management
Georgia
$100M 4,587,412 +4,587,412 New
Creative Planning
4
Creative Planning
Kansas
$45.5M 2,083,372 +940,563 +82%
AF
5
Allworth Financial
California
$35.4M 1,619,013 +251,665 +18%
AAS
6
Annex Advisory Services
Wisconsin
$34.5M 1,578,046 +304,161 +24%
GI
7
Gradient Investments
Minnesota
$31.8M 1,455,889 +337,668 +30%
WAP
8
Wealthcare Advisory Partners
Pennsylvania
$27.9M 1,275,346 +425,045 +50%
AWM
9
AE Wealth Management
Kansas
$26.8M 1,226,195 -79,052 -6%
SS
10
Simplicity Solutions
Minnesota
$25.4M 1,164,830 -55,892 -5%
LPL Financial
11
LPL Financial
California
$25M 1,146,603 +851,208 +288%
AssetMark Inc
12
AssetMark Inc
California
$24.1M 1,104,555 +162,024 +17%
Financial Engines Advisors
13
Financial Engines Advisors
California
$21.2M 969,019 +866,193 +842%
TC
14
TownSquare Capital
Utah
$15M 633,805 +177,897 +39%
PFA
15
Pure Financial Advisors
California
$14.6M 667,241 +433,158 +185%
WFPG
16
Waller Financial Planning Group
Ohio
$13.6M 624,559 +121,594 +24%
BFG
17
Barber Financial Group
Kansas
$11.2M 512,683 +101,414 +25%
EDRIA
18
Edmonds Duncan Registered Investment Advisors
Kansas
$10M 458,238 +458,238 New
MHS
19
M Holdings Securities
Oregon
$9.83M 449,970 +449,970 New
MFS
20
McNamara Financial Services
Massachusetts
$9.58M 438,757 +58,083 +15%
CAG
21
Crestwood Advisors Group
Massachusetts
$9.49M 434,349 +434,349 New
PWA
22
Peterson Wealth Advisors
Utah
$8.8M 402,906 +46,565 +13%
RJA
23
Raymond James & Associates
Florida
$8.73M 399,577 +389,182 +3,744%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$8.29M 379,662 +84,373 +29%
SRSA
25
S.R. Schill & Associates
Washington
$7.65M 350,171 -20,772 -6%
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