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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

211 hedge funds and large institutions have $820M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 119 increasing their positions, 50 reducing their positions, and 16 closing their positions.

Holders
211
Holders Change
+5
Holders Change %
+2.43%
% of All Funds
4.63%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.24%
New
22
Increased
119
Reduced
50
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
1
Creative Planning
Kansas
$20.1M
2
IA
2
IFP Advisors
Florida
$4.63M
3
State Street
3
State Street
Massachusetts
$4.5M
4
AAS
4
Annex Advisory Services
Wisconsin
$35.8M
5
ACG
5
Allen Capital Group
Nebraska
$3.85M

Top Sellers

1
VC
1
Vicus Capital
Pennsylvania
$3.27M
2
HIM
2
Hanlon Investment Management
New Jersey
$9.71M
3
CSIA
3
Charles Schwab Investment Advisory
California
$157M
4
Jane Street
4
Jane Street
New York
$2.69M
5
Goldman Sachs
5
Goldman Sachs
New York
$831K
Name Market Value Shares Shares
Change 		Shares
Change %
CSIA
1
Charles Schwab Investment Advisory
California
$157M 5,217,613 -107,448 -2%
AF
2
Allworth Financial
California
$40.3M 1,344,164 +15,776 +1%
AAS
3
Annex Advisory Services
Wisconsin
$35.8M 1,192,851 +141,263 +13%
AWM
4
AE Wealth Management
Kansas
$34.6M 1,154,579 -5,093 -0.4%
SS
5
Simplicity Solutions
Minnesota
$33.3M 1,108,528 -3,283 -0.3%
AssetMark Inc
6
AssetMark Inc
California
$30.2M 1,006,544 -19,606 -2%
WAP
7
Wealthcare Advisory Partners
Pennsylvania
$22.6M 751,912 +98,746 +15%
Creative Planning
8
Creative Planning
Kansas
$20.1M 669,493 +276,877 +71%
GC
9
Grimes & Company
Massachusetts
$19.4M 646,907 +89,031 +16%
FI
10
FormulaFolio Investments
Michigan
$16.9M 563,007 +52,938 +10%
AA
11
Advisory Alpha
Michigan
$15.5M 531,872 +23,336 +5%
WFPG
12
Waller Financial Planning Group
Ohio
$15.3M 495,999 +20,227 +4%
TC
13
TownSquare Capital
Utah
$13.1M 417,403 +45,826 +12%
Morgan Stanley
14
Morgan Stanley
New York
$12.9M 428,905 +106,731 +33%
BFG
15
Barber Financial Group
Kansas
$12.1M 403,282 -16,678 -4%
MFS
16
McNamara Financial Services
Massachusetts
$11.4M 372,283 +7,029 +2%
SRSA
17
S.R. Schill & Associates
Washington
$11.1M 369,606 +66,704 +22%
PWA
18
Peterson Wealth Advisors
Utah
$10.5M 349,573 +17,388 +5%
HIM
19
Hanlon Investment Management
New Jersey
$9.71M 323,753 -483,099 -60%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$8.44M 281,177 +38,478 +16%
GFPC
21
Global Financial Private Capital
Florida
$8.34M 277,881 -18,883 -6%
BSWM
22
Boston Standard Wealth Management
Massachusetts
$8.11M 270,314 +9,717 +4%
Bank of America
23
Bank of America
North Carolina
$8.07M 268,961 +12,849 +5%
CAL
24
Capital Analysts LLC
Pennsylvania
$8.01M 267,156 +10,949 +4%
GI
25
Gradient Investments
Minnesota
$7.35M 245,013 +83 +0%
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