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State Street SPDR Portfolio S&P 600 Small Cap ETF

119 hedge funds and large institutions have $407M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 49 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

413% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 8

250% more funds holding in top 10

Funds holding in top 10: 27 (+5)

172% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 18

37% more funds holding

Funds holding: 87119 (+32)

21% more capital invested

Capital invested by funds: $336M → $407M (+$71M)

8.18% less ownership

Funds ownership: 58.69%50.51% (-8.2%)

Holders
119
Holders Change
+32
Holders Change %
+36.78%
% of All Funds
2.73%
Holding in Top 10
7
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+250%
% of All Funds
0.16%
New
41
Increased
49
Reduced
18
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$148M -$1.52M -49,826 -1%
AssetMark Inc
2
AssetMark Inc
California
$40.3M -$2.22M -73,093 -5%
GI
3
Gradient Investments
Minnesota
$18.9M +$17.6M +578,021 +1,105%
GFPC
4
Global Financial Private Capital
Florida
$16.9M +$2.17M +71,354 +14%
State Street
5
State Street
Massachusetts
$13.7M -$3.99M -130,947 -22%
MFS
6
McNamara Financial Services
Massachusetts
$10.8M +$178K +5,832 +2%
BFG
7
Barber Financial Group
Kansas
$10.7M +$10.9M +358,552 New
AAS
8
Annex Advisory Services
Wisconsin
$9.66M +$9.83M +323,015 New
FI
9
FormulaFolio Investments
Michigan
$9M +$851K +27,968 +10%
AWM
10
AE Wealth Management
Kansas
$8.07M +$515K +16,915 +7%
SS
11
Simplicity Solutions
Minnesota
$7.95M +$584K +19,203 +8%
PWA
12
Peterson Wealth Advisors
Utah
$6.94M +$5.14M +168,958 +269%
BSWM
13
Boston Standard Wealth Management
Massachusetts
$6.62M -$156K -5,135 -2%
Morgan Stanley
14
Morgan Stanley
New York
$5.79M +$749K +24,602 +15%
FEG
15
Financial Enhancement Group
Indiana
$5.75M +$4.39M +144,157 +300%
RA
16
RFG Advisory
Alabama
$4.79M +$3.19M +104,708 +189%
LPL Financial
17
LPL Financial
California
$3.79M +$879K +28,868 +29%
WI
18
WrapManager Inc
California
$3.67M +$3.74M +122,834 New
WAS
19
Winch Advisory Services
Wisconsin
$3.61M +$3.67M +120,622 New
AG
20
Advisor Group
Arizona
$3.35M +$3.04M +99,881 +832%
WAP
21
Wealthcare Advisory Partners
Pennsylvania
$3.32M +$3.37M +110,875 New
LFG
22
Larson Financial Group
Missouri
$3.04M +$2.68M +88,039 +644%
SFP
23
Shepherd Financial Partners
Massachusetts
$2.93M -$75.2K -2,471 -2%
SFG
24
StrategIQ Financial Group
Indiana
$2.93M +$207K +6,796 +7%
Bank of America
25
Bank of America
North Carolina
$2.71M +$273K +8,955 +11%

SPSM Hedge Fund Activity: Q1 2018 in Review

119 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q1 2018, worth a combined $407M — up 21% from $336M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new SPSM positions and 8 closed out — a net gain of 33 holders — while 49 added to existing stakes and 18 trimmed.

The largest buyer was Gradient Investments, adding an estimated $17.6M. The largest seller was Stadion Money Management, exiting entirely with an estimated $6.9M sold.

  • 119 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q1 2018, up from 87 in Q4 2017.
  • Funds reported $407M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q1 2018, up 21% quarter-over-quarter.
  • 41 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q1 2018 and 8 closed out, a net change of +33 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q1 2018 was Gradient Investments, an estimated $17.6M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q1 2018 was Stadion Money Management, an estimated $6.9M sold.

Based on aggregated 13F filings for Q1 2018.