SPSM icon

SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

249 hedge funds and large institutions have $1.74B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 96 increasing their positions, 94 reducing their positions, and 23 closing their positions.

Holders
249
Holders Change
+4
Holders Change %
+1.63%
% of All Funds
5.04%
Holding in Top 10
15
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.76%
% of All Funds
0.3%
New
31
Increased
96
Reduced
94
Closed
23
Calls
$1K
Puts
$10K
Net Calls
-$9K
Net Calls Change
+$15K

Top Buyers

1
Financial Engines Advisors
1
Financial Engines Advisors
California
$281M
2
Creative Planning
2
Creative Planning
Kansas
$82.7M
3
Goldman Sachs
3
Goldman Sachs
New York
$9.64M
4
MIS
4
Morningstar Investment Services
Illinois
$17M
5
PAG
5
Private Advisor Group
New Jersey
$16.9M

Top Sellers

1
MTC
1
Matrix Trust Company
Colorado
$0
2
GC
2
Grimes & Company
Massachusetts
$43.7M
3
SRSA
3
S.R. Schill & Associates
Washington
$0
4
VA
4
Valmark Advisers
Ohio
$187M
5
ACM
5
AlphaStar Capital Management
North Carolina
$1.85M
Name Market Value Shares Shares
Change 		Shares
Change %
Financial Engines Advisors
1
Financial Engines Advisors
California
$281M 10,263,548 +759,071 +8%
VA
2
Valmark Advisers
Ohio
$187M 6,842,224 -245,951 -3%
Charles Schwab
3
Charles Schwab
California
$150M 5,496,233 +101,914 +2%
SMM
4
Stadion Money Management
Georgia
$133M 4,856,485 -37,569 -0.8%
Creative Planning
5
Creative Planning
Kansas
$82.7M 3,018,645 +440,233 +17%
LPL Financial
6
LPL Financial
California
$54.5M 1,989,082 +191,342 +11%
AAS
7
Annex Advisory Services
Wisconsin
$48.3M 1,765,469 +36,565 +2%
AF
8
Allworth Financial
California
$45.6M 1,665,893 +14,695 +0.9%
GC
9
Grimes & Company
Massachusetts
$43.7M 1,595,861 -343,721 -18%
WAP
10
Wealthcare Advisory Partners
Pennsylvania
$41.4M 1,512,112 -20,414 -1%
UBS Group
11
UBS Group
Switzerland
$39.8M 1,454,751 +143,785 +11%
GI
12
Gradient Investments
Minnesota
$39.8M 1,452,698 +3,930 +0.3%
CAG
13
Crestwood Advisors Group
Massachusetts
$22M 801,804 +127,985 +19%
WFPG
14
Waller Financial Planning Group
Ohio
$21.1M 768,916 +14,539 +2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$19.7M 720,890 -93,836 -12%
SWP
16
Stratos Wealth Partners
Ohio
$19.5M 711,779 +83,235 +13%
AssetMark Inc
17
AssetMark Inc
California
$19M 694,392 +12,812 +2%
TC
18
TownSquare Capital
Utah
$18.7M 653,250 +44,831 +7%
MIS
19
Morningstar Investment Services
Illinois
$17M 622,494 +304,317 +96%
PAG
20
Private Advisor Group
New Jersey
$16.9M 616,932 +254,443 +70%
CAL
21
Capital Analysts LLC
Pennsylvania
$15.3M 558,444 +36,873 +7%
RJA
22
Raymond James & Associates
Florida
$15.2M 554,423 +11,952 +2%
PFA
23
Pure Financial Advisors
California
$14M 511,499 -27,457 -5%
EDRIA
24
Edmonds Duncan Registered Investment Advisors
Kansas
$13.6M 497,339 +34,364 +7%
BFG
25
Barber Financial Group
Kansas
$13.5M 492,469 -46,359 -9%
1
2 3 4 5