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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

354 hedge funds and large institutions have $3.03B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 171 increasing their positions, 94 reducing their positions, and 23 closing their positions.

Holders
354
Holders Change
+9
Holders Change %
+2.61%
% of All Funds
6.22%
Holding in Top 10
20
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-9.09%
% of All Funds
0.35%
New
39
Increased
171
Reduced
94
Closed
23
Calls
$242K
Puts
$248K
Net Calls
-$6K
Net Calls Change
+$228K

Top Buyers

1
ODFS
1
O'Donnell Financial Services
California
$17.6M
2
AssetMark Inc
2
AssetMark Inc
California
$64.7M
3
AWM
3
Avior Wealth Management
Nebraska
$11.2M
4
LPL Financial
4
LPL Financial
California
$249M
5
State Street
5
State Street
Massachusetts
$57.7M

Top Sellers

1
SMM
1
Stadion Money Management
Georgia
$136M
2
Financial Engines Advisors
2
Financial Engines Advisors
California
$402M
3
RJA
3
Raymond James & Associates
Florida
$14M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$46.1M
5
TI
5
Tidal Investments
Wisconsin
$21.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Financial Engines Advisors
1
Financial Engines Advisors
California
$402M 9,447,475 -609,283 -6%
LPL Financial
2
LPL Financial
California
$249M 5,856,701 +229,221 +4%
VA
3
Valmark Advisers
Ohio
$232M 5,439,145 +101,448 +2%
Charles Schwab
4
Charles Schwab
California
$222M 5,211,718 +75,048 +1%
SMM
5
Stadion Money Management
Georgia
$136M 3,194,338 -1,764,336 -36%
Creative Planning
6
Creative Planning
Kansas
$133M 3,124,765 -1,017 -0%
GC
7
Grimes & Company
Massachusetts
$76.7M 1,800,476 +48,210 +3%
UBS Group
8
UBS Group
Switzerland
$67.1M 1,574,485 +70,362 +5%
AssetMark Inc
9
AssetMark Inc
California
$64.7M 1,519,668 +323,695 +27%
AAS
10
Annex Advisory Services
Wisconsin
$62.5M 1,467,091 -64,200 -4%
State Street
11
State Street
Massachusetts
$57.7M 1,354,707 +227,286 +20%
WAP
12
Wealthcare Advisory Partners
Pennsylvania
$57.7M 1,353,469 +12,048 +0.9%
Osaic Holdings
13
Osaic Holdings
Arizona
$56.9M 1,331,992 +61,956 +5%
CAG
14
Crestwood Advisors Group
Massachusetts
$56M 1,314,255 +73,307 +6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$46.1M 1,081,091 -141,975 -12%
WFPG
16
Waller Financial Planning Group
Ohio
$36.1M 846,728 +24,805 +3%
PAG
17
Private Advisor Group
New Jersey
$34.5M 810,569 +131,890 +19%
Truist Financial
18
Truist Financial
North Carolina
$34.2M 802,873 +161,422 +25%
SWP
19
Stratos Wealth Partners
Ohio
$33.8M 793,411 +58,176 +8%
AF
20
Allworth Financial
California
$33.6M 789,125 -13,488 -2%
CAL
21
Capital Analysts LLC
Pennsylvania
$32.1M 753,286 +47,917 +7%
TC
22
TownSquare Capital
Utah
$29.4M 689,089 +49,331 +8%
MIS
23
Morningstar Investment Services
Illinois
$26M 600,875 -85,298 -12%
Bank of America
24
Bank of America
North Carolina
$23.5M 551,528 +39,605 +8%
TI
25
Tidal Investments
Wisconsin
$21.1M 495,569 -137,192 -22%
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