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State Street SPDR Portfolio S&P 600 Small Cap ETF

775 hedge funds and large institutions have $7.73B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q4 according to their latest regulatory filings, with 141 funds opening new positions, 322 increasing their positions, 235 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,175% more call options, than puts

Call options by funds: $3.56M | Put options by funds: $279K

244% more first-time investments, than exits

New positions opened: 141 | Existing positions closed: 41

37% more repeat investments, than reductions

Existing positions increased: 322 | Existing positions reduced: 235

26% more capital invested

Capital invested by funds: $6.15B → $7.73B (+$1.58B)

25% more funds holding in top 10

Funds holding in top 10: 4860 (+12)

13% more funds holding

Funds holding: 683775 (+92)

0.08% more ownership

Funds ownership: 77.49%77.57% (+0.08%)

Holders
775
Holders Change
+92
Holders Change %
+13.47%
% of All Funds
11.3%
Holding in Top 10
60
Holding in Top 10 Change
+12
Holding in Top 10 Change %
+25%
% of All Funds
0.87%
New
141
Increased
322
Reduced
235
Closed
41
Calls
$3.56M
Puts
$279K
Net Calls
+$3.28M
Net Calls Change
+$2.63M
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$890M +$18.1M +479,446 +2%
LPL Financial
2
LPL Financial
California
$696M +$9.06M +240,525 +1%
Charles Schwab
3
Charles Schwab
California
$310M +$2.37M +63,007 +0.9%
Bank of America
4
Bank of America
North Carolina
$298M -$34.8M -923,190 -12%
FGAM
5
Financial Gravity Asset Management
Texas
$280M +$11.5M +305,828 +8%
Ameriprise
6
Ameriprise
Minnesota
$260M -$12.9M -343,597 -5%
VA
7
Valmark Advisers
Ohio
$220M +$22.2K +589 +0%
Morgan Stanley
8
Morgan Stanley
New York
$213M +$125M +3,314,161 +191%
RBA
9
Richard Bernstein Advisors
New York
$153M -$7.17M -190,277 -5%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$150M +$33.7M +894,853 +34%
CCWA
11
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$142M +$3.99M +105,858 +3%
Creative Planning
12
Creative Planning
Kansas
$141M -$1.38M -36,525 -1%
HI
13
Horizon Investments
North Carolina
$117M +$104M +2,771,853 New
UBS Group
14
UBS Group
Switzerland
$93M -$346K -9,182 -0.4%
PAG
15
Private Advisor Group
New Jersey
$92.3M -$3.94M -104,491 -5%
CAG
16
Crestwood Advisors Group
Massachusetts
$86.6M +$2.43M +64,494 +3%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$86.2M +$27.1M +718,238 +54%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$81M +$17.4M +463,027 +32%
CWM
19
Congress Wealth Management
Massachusetts
$78.4M +$274K +7,277 +0.4%
MFG
20
Merit Financial Group
Georgia
$77.6M +$486K +12,896 +0.7%
SMM
21
Stadion Money Management
Georgia
$73.7M +$17M +452,380 +35%
State Street
22
State Street
Massachusetts
$71.1M +$27M +717,647 +74%
Mariner
23
Mariner
Kansas
$63.4M +$2.13M +56,431 +4%
EMPI
24
Elo Mutual Pension Insurance
Finland
$60.5M +$54M +1,434,380 New
PWPS
25
Pinnacle Wealth Planning Services
Ohio
$57.8M -$2.35M -62,427 -4%

SPSM Hedge Fund Activity: Q4 2023 in Review

775 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2023, worth a combined $7.73B — up 26% from $6.15B a quarter earlier.

Buyers outnumbered sellers: 141 funds opened new SPSM positions and 41 closed out — a net gain of 100 holders — while 322 added to existing stakes and 235 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $125M. The largest seller was Syntegra Private Wealth Group, cutting an estimated $67.7M.

  • 775 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2023, up from 683 in Q3 2023.
  • Funds reported $7.73B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2023, up 26% quarter-over-quarter.
  • 141 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2023 and 41 closed out, a net change of +100 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2023 was Morgan Stanley, an estimated $125M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2023 was Syntegra Private Wealth Group, an estimated $67.7M sold.

Based on aggregated 13F filings for Q4 2023.