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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

205 hedge funds and large institutions have $709M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 105 increasing their positions, 56 reducing their positions, and 25 closing their positions.

Holders
205
Holders Change
-7
Holders Change %
-3.3%
% of All Funds
4.44%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.28%
New
19
Increased
105
Reduced
56
Closed
25
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$164M
2
GC
2
Grimes & Company
Massachusetts
$31.8M
3
HIM
3
Hanlon Investment Management
New Jersey
$24.3M
4
NAS
4
Nicolet Advisory Services
Wisconsin
$17.6M
5
SS
5
Simplicity Solutions
Minnesota
$16.5M

Top Sellers

1
HI
1
Horizon Investments
North Carolina
$0
2
PI
2
PFS Investments
Georgia
$0
3
AssetMark Inc
3
AssetMark Inc
California
$22.8M
4
GI
4
Gradient Investments
Minnesota
$6.73M
5
AWM
5
Affinity Wealth Management
Delaware
$622K
Name Market Value Shares Shares
Change 		Shares
Change %
CSIA
1
Charles Schwab Investment Advisory
California
$164M 5,411,068 +2,495,181 +86%
AF
2
Allworth Financial
California
$41.3M 1,365,270 -14,118 -1%
GC
3
Grimes & Company
Massachusetts
$31.8M 1,050,573 +1,050,573 New
AAS
4
Annex Advisory Services
Wisconsin
$28.1M 928,928 +175,106 +23%
HIM
5
Hanlon Investment Management
New Jersey
$24.3M 803,890 +803,890 New
AssetMark Inc
6
AssetMark Inc
California
$22.8M 753,642 -822,383 -52%
WAP
7
Wealthcare Advisory Partners
Pennsylvania
$18.3M 606,088 +404,367 +200%
NAS
8
Nicolet Advisory Services
Wisconsin
$17.6M 581,424 +581,424 New
SS
9
Simplicity Solutions
Minnesota
$16.5M 544,150 +457,794 +530%
AWM
10
AE Wealth Management
Kansas
$16.2M 537,460 +451,561 +526%
AA
11
Advisory Alpha
Michigan
$15.6M 507,703 +23,509 +5%
FI
12
FormulaFolio Investments
Michigan
$14.6M 484,600 +131,211 +37%
WFPG
13
Waller Financial Planning Group
Ohio
$13.6M 435,295 +34,468 +9%
BFG
14
Barber Financial Group
Kansas
$12.2M 402,461 +30,535 +8%
PWA
15
Peterson Wealth Advisors
Utah
$9.67M 309,612 +17,542 +6%
MFS
16
McNamara Financial Services
Massachusetts
$9.35M 354,731 +4,661 +1%
Morgan Stanley
17
Morgan Stanley
New York
$8.96M 296,311 +23,670 +9%
Bank of America
18
Bank of America
North Carolina
$8.55M 282,912 -15,742 -5%
TC
19
TownSquare Capital
Utah
$8.12M 268,568 +67,114 +33%
BSWM
20
Boston Standard Wealth Management
Massachusetts
$7.58M 247,712 +7,819 +3%
CAL
21
Capital Analysts LLC
Pennsylvania
$7.28M 240,824 +225,813 +1,504%
GI
22
Gradient Investments
Minnesota
$6.73M 222,502 -695,371 -76%
PFA
23
Pure Financial Advisors
California
$6.48M 214,294 +3,572 +2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$6.25M 206,852 +1,966 +1%
GFPC
25
Global Financial Private Capital
Florida
$6.2M 205,140 -359,738 -64%
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