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State Street SPDR Portfolio S&P 600 Small Cap ETF

308 hedge funds and large institutions have $2.45B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 115 increasing their positions, 87 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

321% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 19

41% more capital invested

Capital invested by funds: $1.74B → $2.45B (+$711M)

32% more repeat investments, than reductions

Existing positions increased: 115 | Existing positions reduced: 87

27% more funds holding in top 10

Funds holding in top 10: 1519 (+4)

24% more funds holding

Funds holding: 249308 (+59)

0.15% less ownership

Funds ownership: 75.29%75.13% (-0.15%)

67% less call options, than puts

Call options by funds: $1K | Put options by funds: $3K

Holders
308
Holders Change
+59
Holders Change %
+23.69%
% of All Funds
5.45%
Holding in Top 10
19
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+26.67%
% of All Funds
0.34%
New
80
Increased
115
Reduced
87
Closed
19
Calls
$1K
Puts
$3K
Net Calls
-$2K
Net Calls Change
+$7K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$388M +$18.4M +573,886 +6%
VA
2
Valmark Advisers
Ohio
$215M -$26.8M -837,009 -12%
Charles Schwab
3
Charles Schwab
California
$197M +$76.4K +2,386 +0%
SMM
4
Stadion Money Management
Georgia
$148M -$23.4M -730,140 -15%
LPL Financial
5
LPL Financial
California
$114M +$38.2M +1,191,149 +60%
Creative Planning
6
Creative Planning
Kansas
$113M +$4.77M +148,785 +5%
AAS
7
Annex Advisory Services
Wisconsin
$61.6M -$1.44M -45,085 -3%
GC
8
Grimes & Company
Massachusetts
$58.6M +$1.32M +41,125 +3%
UBS Group
9
UBS Group
Switzerland
$56.4M +$3.82M +119,328 +8%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$51.5M +$23M +718,720 +100%
WAP
11
Wealthcare Advisory Partners
Pennsylvania
$51.2M -$2.65M -82,792 -5%
AssetMark Inc
12
AssetMark Inc
California
$43.5M +$16.7M +520,077 +75%
State Street
13
State Street
Massachusetts
$40.7M +$36.4M +1,137,012 New
GI
14
Gradient Investments
Minnesota
$39.5M -$313K -9,775 -0.7%
CAG
15
Crestwood Advisors Group
Massachusetts
$39.2M +$9.4M +293,296 +37%
WFPG
16
Waller Financial Planning Group
Ohio
$31M +$3.08M +96,224 +13%
TI
17
Tidal Investments
Wisconsin
$30M +$26.9M +838,774 New
AF
18
Allworth Financial
California
$29M -$27.4M -855,789 -51%
TC
19
TownSquare Capital
Utah
$24.4M +$880K +27,464 +4%
SWP
20
Stratos Wealth Partners
Ohio
$23.9M -$1.4M -43,603 -6%
Morgan Stanley
21
Morgan Stanley
New York
$22.5M +$13.9M +432,573 +220%
PAG
22
Private Advisor Group
New Jersey
$22.1M +$51.7K +1,614 +0.3%
MIS
23
Morningstar Investment Services
Illinois
$21.7M -$481K -15,023 -2%
RJA
24
Raymond James & Associates
Florida
$20.8M +$808K +25,219 +5%
CAL
25
Capital Analysts LLC
Pennsylvania
$20.1M +$136K +4,250 +0.8%

SPSM Hedge Fund Activity: Q4 2020 in Review

308 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2020, worth a combined $2.45B — up 41% from $1.74B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new SPSM positions and 19 closed out — a net gain of 61 holders — while 115 added to existing stakes and 87 trimmed.

The largest buyer was LPL Financial, adding an estimated $38.2M. The largest seller was Allworth Financial, cutting an estimated $27.4M.

  • 308 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2020, up from 249 in Q3 2020.
  • Funds reported $2.45B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2020, up 41% quarter-over-quarter.
  • 80 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2020 and 19 closed out, a net change of +61 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2020 was LPL Financial, an estimated $38.2M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2020 was Allworth Financial, an estimated $27.4M sold.

Based on aggregated 13F filings for Q4 2020.