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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

308 hedge funds and large institutions have $2.45B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2020 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 115 increasing their positions, 87 reducing their positions, and 19 closing their positions.

Holders
308
Holders Change
+59
Holders Change %
+23.69%
% of All Funds
5.47%
Holding in Top 10
19
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+26.67%
% of All Funds
0.34%
New
80
Increased
115
Reduced
87
Closed
19
Calls
$1K
Puts
$3K
Net Calls
-$2K
Net Calls Change
+$7K

Top Buyers

1
LPL Financial
1
LPL Financial
California
$114M
2
State Street
2
State Street
Massachusetts
$40.7M
3
TI
3
Tidal Investments
Wisconsin
$30M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$51.5M
5
Financial Engines Advisors
5
Financial Engines Advisors
California
$388M

Top Sellers

1
AF
1
Allworth Financial
California
$29M
2
VA
2
Valmark Advisers
Ohio
$215M
3
SMM
3
Stadion Money Management
Georgia
$148M
4
EDRIA
4
Edmonds Duncan Registered Investment Advisors
Kansas
$2.58M
5
Goldman Sachs
5
Goldman Sachs
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Financial Engines Advisors
1
Financial Engines Advisors
California
$388M 10,837,434 +573,886 +6%
VA
2
Valmark Advisers
Ohio
$215M 6,005,215 -837,009 -12%
Charles Schwab
3
Charles Schwab
California
$197M 5,498,619 +2,386 +0%
SMM
4
Stadion Money Management
Georgia
$148M 4,126,345 -730,140 -15%
LPL Financial
5
LPL Financial
California
$114M 3,180,231 +1,191,149 +60%
Creative Planning
6
Creative Planning
Kansas
$113M 3,167,430 +148,785 +5%
AAS
7
Annex Advisory Services
Wisconsin
$61.6M 1,720,384 -45,085 -3%
GC
8
Grimes & Company
Massachusetts
$58.6M 1,636,986 +41,125 +3%
UBS Group
9
UBS Group
Switzerland
$56.4M 1,574,079 +119,328 +8%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$51.5M 1,439,610 +718,720 +100%
WAP
11
Wealthcare Advisory Partners
Pennsylvania
$51.2M 1,429,320 -82,792 -5%
AssetMark Inc
12
AssetMark Inc
California
$43.5M 1,214,469 +520,077 +75%
State Street
13
State Street
Massachusetts
$40.7M 1,137,012 +1,137,012 New
GI
14
Gradient Investments
Minnesota
$39.5M 1,442,923 -9,775 -0.7%
CAG
15
Crestwood Advisors Group
Massachusetts
$39.2M 1,095,100 +293,296 +37%
WFPG
16
Waller Financial Planning Group
Ohio
$31M 865,140 +96,224 +13%
TI
17
Tidal Investments
Wisconsin
$30M 838,774 +838,774 New
AF
18
Allworth Financial
California
$29M 810,104 -855,789 -51%
TC
19
TownSquare Capital
Utah
$24.4M 680,714 +27,464 +4%
SWP
20
Stratos Wealth Partners
Ohio
$23.9M 668,176 -43,603 -6%
Morgan Stanley
21
Morgan Stanley
New York
$22.5M 629,396 +432,573 +220%
PAG
22
Private Advisor Group
New Jersey
$22.1M 618,546 +1,614 +0.3%
MIS
23
Morningstar Investment Services
Illinois
$21.7M 607,471 -15,023 -2%
RJA
24
Raymond James & Associates
Florida
$20.8M 579,642 +25,219 +5%
CAL
25
Capital Analysts LLC
Pennsylvania
$20.1M 562,694 +4,250 +0.8%
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