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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

186 hedge funds and large institutions have $969M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 96 increasing their positions, 26 reducing their positions, and 13 closing their positions.

Holders
186
Holders Change
+30
Holders Change %
+19.23%
% of All Funds
4.26%
Holding in Top 10
19
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+90%
% of All Funds
0.44%
New
43
Increased
96
Reduced
26
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HI
1
Horizon Investments
North Carolina
$147M
2
PI
2
PFS Investments
Georgia
$44.8M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$15.4M
4
SS
4
Simplicity Solutions
Minnesota
$27.1M
5
FFS
5
Founders Financial Securities
Maryland
$10.7M

Top Sellers

1
SMM
1
Stadion Money Management
Georgia
$0
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
SPIA
3
Steward Partners Investment Advisory
New York
$17K
4
State Street
4
State Street
Massachusetts
$8.21M
5
GFPC
5
Global Financial Private Capital
Florida
$42.5M
Name Market Value Shares Shares
Change 		Shares
Change %
CSIA
1
Charles Schwab Investment Advisory
California
$149M 4,488,579 -82,381 -2%
HI
2
Horizon Investments
North Carolina
$147M 4,427,250 +4,427,250 New
AF
3
Allworth Financial
California
$45.4M 1,366,160 +131,491 +11%
PI
4
PFS Investments
Georgia
$44.8M 1,347,998 +1,347,998 New
GFPC
5
Global Financial Private Capital
Florida
$42.5M 1,278,826 -181,561 -12%
AssetMark Inc
6
AssetMark Inc
California
$40.3M 1,212,583 -37,073 -3%
Wells Fargo
7
Wells Fargo
California
$35.9M 1,078,566 +42,009 +4%
AIM
8
Astor Investment Management
Illinois
$27.5M 826,737 +75,249 +10%
SS
9
Simplicity Solutions
Minnesota
$27.1M 813,882 +361,913 +80%
GI
10
Gradient Investments
Minnesota
$25.9M 777,742 +61,871 +9%
AWM
11
AE Wealth Management
Kansas
$24.8M 746,144 +287,114 +63%
AAS
12
Annex Advisory Services
Wisconsin
$19.7M 592,215 +117,820 +25%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$15.4M 462,442 +462,442 New
BFG
14
Barber Financial Group
Kansas
$12.3M 369,582 +15,146 +4%
UBS Group
15
UBS Group
Switzerland
$12.1M 364,373 +134,539 +59%
FI
16
FormulaFolio Investments
Michigan
$11.7M 353,389 +19,134 +6%
MFS
17
McNamara Financial Services
Massachusetts
$11.6M 350,197 -1,173 -0.3%
FFS
18
Founders Financial Securities
Maryland
$10.7M 321,322 +321,322 New
CWSR
19
Chessman Wealth Strategies RIA
Texas
$10.6M 319,290 +319,290 New
AIS
20
Accurate Investment Solutions
Pennsylvania
$10.6M 317,491 +301,055 +1,832%
CF
21
Copperwynd Financial
Arizona
$9.01M 271,097 +271,097 New
PWA
22
Peterson Wealth Advisors
Utah
$8.64M 259,816 +19,297 +8%
Morgan Stanley
23
Morgan Stanley
New York
$8.31M 249,861 +35,530 +17%
State Street
24
State Street
Massachusetts
$8.21M 247,065 -204,370 -45%
FEG
25
Financial Enhancement Group
Indiana
$7.77M 233,832 +13,831 +6%
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