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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

37 hedge funds and large institutions have $103M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AssetMark Inc
1
AssetMark Inc
California
$41.2M
2
AWM
2
AE Wealth Management
Kansas
$4.12M
3
SS
3
Simplicity Solutions
Minnesota
$3.92M
4
GFPC
4
Global Financial Private Capital
Florida
$11.2M
5
Jane Street
5
Jane Street
New York
$1.93M

Top Sellers

1
State Street
1
State Street
Massachusetts
$12.4M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.39M
3
LPL Financial
3
LPL Financial
California
$2.52M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.38M
5
Citadel Advisors
5
Citadel Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AssetMark Inc
1
AssetMark Inc
California
$41.2M 494,266 +112,684 +30%
State Street
2
State Street
Massachusetts
$12.4M 148,602 -127,883 -46%
GFPC
3
Global Financial Private Capital
Florida
$11.2M 134,999 +43,562 +48%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.38M 52,565 -28,482 -35%
AWM
5
AE Wealth Management
Kansas
$4.12M 49,482 +49,482 New
SS
6
Simplicity Solutions
Minnesota
$3.92M 47,007 +47,007 New
SFP
7
Shepherd Financial Partners
Massachusetts
$2.8M 33,951 -1,672 -5%
LPL Financial
8
LPL Financial
California
$2.52M 30,236 -40,369 -57%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.35M 28,266 +159 +0.6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.1M 25,149 -13,992 -36%
Jane Street
11
Jane Street
New York
$1.93M 23,162 +14,100 +156%
UBS Group
12
UBS Group
Switzerland
$1.82M 21,842 -4,147 -16%
Bank of America
13
Bank of America
North Carolina
$1.67M 20,002 +2,973 +17%
Goldman Sachs
14
Goldman Sachs
New York
$1.39M 16,639 -51,710 -76%
SG Americas Securities
15
SG Americas Securities
New York
$1.35M 16,171 -112 -0.7%
RJA
16
Raymond James & Associates
Florida
$1.15M 13,763 +1,296 +10%
JIC
17
Johnson Investment Counsel
Ohio
$1.03M 12,420 – –
ASN
18
Advisory Services Network
Georgia
$967K 11,607 +4,161 +56%
IA
19
IFP Advisors
Florida
$639K 7,673 +265 +4%
SEI Investments
20
SEI Investments
Pennsylvania
$569K 6,832 -97 -1%
Citigroup
21
Citigroup
New York
$548K 6,579 +200 +3%
Morgan Stanley
22
Morgan Stanley
New York
$478K 5,741 -66 -1%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$473K 5,676 +1,162 +26%
CA
24
Continuum Advisory
Idaho
$294K 3,535 +3,535 New
Stifel Financial
25
Stifel Financial
Missouri
$293K 3,540 -150 -4%
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