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State Street SPDR Portfolio S&P 600 Small Cap ETF

476 hedge funds and large institutions have $9.91B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2022 Q4 according to their latest regulatory filings, with 89 funds opening new positions, 192 increasing their positions, 151 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,086% more call options, than puts

Call options by funds: $1.53M | Put options by funds: $70K

237% more capital invested

Capital invested by funds: $2.94B → $9.91B (+$6.97B)

170% more first-time investments, than exits

New positions opened: 89 | Existing positions closed: 33

30% more funds holding in top 10

Funds holding in top 10: 3039 (+9)

27% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 151

11% more funds holding

Funds holding: 430476 (+46)

3.14% more ownership

Funds ownership: 76.06%79.2% (+3.1%)

Holders
476
Holders Change
+46
Holders Change %
+10.7%
% of All Funds
7.65%
Holding in Top 10
39
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+30%
% of All Funds
0.63%
New
89
Increased
192
Reduced
151
Closed
33
Calls
$1.53M
Puts
$70K
Net Calls
+$1.46M
Net Calls Change
+$233K
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
1
Arete Wealth Advisors
Illinois
$6.45B +$304K +8,121 +5%
Financial Engines Advisors
2
Financial Engines Advisors
California
$635M +$135M +3,617,472 +27%
LPL Financial
3
LPL Financial
California
$400M +$75.8M +2,024,240 +23%
Charles Schwab
4
Charles Schwab
California
$195M +$4.04M +107,882 +2%
VA
5
Valmark Advisers
Ohio
$156M -$67.2M -1,793,001 -30%
Creative Planning
6
Creative Planning
Kansas
$123M +$2.21M +58,883 +2%
Bank of America
7
Bank of America
North Carolina
$100M +$20M +533,223 +24%
UBS Group
8
UBS Group
Switzerland
$60.7M -$291K -7,767 -0.5%
SPWG
9
Syntegra Private Wealth Group
Missouri
$56.1M +$56.8M +1,517,670 New
MFG
10
Merit Financial Group
Georgia
$55.4M +$6.08M +162,319 +12%
WAP
11
Wealthcare Advisory Partners
Pennsylvania
$53.1M +$4.94M +131,792 +10%
GI
12
Gradient Investments
Minnesota
$48.1M +$24.9M +665,596 +105%
SMM
13
Stadion Money Management
Georgia
$47.4M -$2.27M -60,544 -5%
Ameriprise
14
Ameriprise
Minnesota
$47.2M +$22.3M +594,888 +87%
PWPS
15
Pinnacle Wealth Planning Services
Ohio
$45.9M +$15.4M +410,945 +50%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$45.2M -$688K -18,371 -1%
CAG
17
Crestwood Advisors Group
Massachusetts
$38.8M -$13.7M -365,176 -26%
WFPG
18
Waller Financial Planning Group
Ohio
$33.6M +$369K +9,863 +1%
Osaic Holdings
19
Osaic Holdings
Arizona
$33.1M -$53.2M -1,420,951 -61%
B
20
Bridgeworth
Alabama
$32.2M +$28.8M +769,071 +750%
TC
21
TownSquare Capital
Utah
$31.9M +$774K +20,654 +2%
Morgan Stanley
22
Morgan Stanley
New York
$31.2M +$8.61M +229,841 +37%
CWM
23
Congress Wealth Management
Massachusetts
$28.8M +$24.7M +658,470 +546%
CAL
24
Capital Analysts LLC
Pennsylvania
$28.6M +$933K +24,922 +3%
GSIS
25
Global Strategic Investment Solutions
Arizona
$28.6M -$27.3M -729,497 -49%

SPSM Hedge Fund Activity: Q4 2022 in Review

476 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2022, worth a combined $9.91B — up 237% from $2.94B a quarter earlier.

Buyers outnumbered sellers: 89 funds opened new SPSM positions and 33 closed out — a net gain of 56 holders — while 192 added to existing stakes and 151 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $135M. The largest seller was Valmark Advisers, cutting an estimated $67.2M.

  • 476 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2022, up from 430 in Q3 2022.
  • Funds reported $9.91B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2022, up 237% quarter-over-quarter.
  • 89 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2022 and 33 closed out, a net change of +56 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2022 was Financial Engines Advisors, an estimated $135M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2022 was Valmark Advisers, an estimated $67.2M sold.

Based on aggregated 13F filings for Q4 2022.