SPSM icon

SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

19 hedge funds and large institutions have $28.4M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 2 reducing their positions, and 1 closing their positions.

Holders
19
Holders Change
+5
Holders Change %
+35.71%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AssetMark Inc
1
AssetMark Inc
California
$9.68M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$3.94M
3
LPL Financial
3
LPL Financial
California
$2.22M
4
CS
4
Credit Suisse
Switzerland
$629K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$781K

Top Sellers

1
Citigroup
1
Citigroup
New York
$441K
2
HMC
2
Harvard Management Company
Massachusetts
$5.61M
3
MHS
3
M Holdings Securities
Oregon
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AssetMark Inc
1
AssetMark Inc
California
$9.68M 135,621 +83,148 +158%
HMC
2
Harvard Management Company
Massachusetts
$5.61M 78,638 -15,924 -17%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.94M 55,231 +41,231 +295%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.03M 42,512 +1,909 +5%
LPL Financial
5
LPL Financial
California
$2.22M 31,075 +31,075 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$781K 10,948 +7,723 +239%
Morgan Stanley
7
Morgan Stanley
New York
$726K 10,177 +7,123 +233%
Bank of America
8
Bank of America
North Carolina
$648K 9,078 +4,329 +91%
CS
9
Credit Suisse
Switzerland
$629K 8,816 +8,816 New
Citigroup
10
Citigroup
New York
$441K 6,179 -28,821 -82%
UBS Group
11
UBS Group
Switzerland
$297K 4,158 +4,158 New
Jane Street
12
Jane Street
New York
$212K 2,978 +2,978 New
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$81K 1,130 +1,008 +826%
OIA
14
Optimum Investment Advisors
Illinois
$29K 400 – –
MFS
15
MSI Financial Services
Massachusetts
$12K 168 – –
Wells Fargo
16
Wells Fargo
California
$9K 116 +7 +6%
NPC
17
National Planning Corporation
California
$5.91K 85 +85 New
WA
18
WFG Advisors
Texas
$2K 22 +22 New
MHS
19
M Holdings Securities
Oregon
– – -1,470 Closed
Parallax Volatility Advisers
20
Parallax Volatility Advisers
California
$0 1 +1 New