Credit Suisse’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Credit Suisse’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,421	Closed	-$257K	–	4269
2015 Q4	$257K	Sell	11,421 -2,619	-19%	-$59.8K	﹤0.01%	3769
2015 Q3	$303K	Buy	14,040 +57	+0.4%	+$1.34K	﹤0.01%	3708
2015 Q2	$345K	Buy	13,983 +12	+0.1%	+$297	﹤0.01%	3945
2015 Q1	$345K	Sell	13,971 -12,477	-47%	-$299K	﹤0.01%	3786
2014 Q4	$629K	Buy	+26,448	New	+$604K	﹤0.01%	3539

Other funds holding SPSM

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

HMC

Harvard Management Company Boston, Massachusetts $4.26B AUM 5.81% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 34.64% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Credit Suisse's SPSM Position: Q1 2016 in Review

Credit Suisse sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q1 2016, closing a stake of 11,421 shares — an estimated $257K sold.

Credit Suisse first reported a position in SPSM in Q4 2014 and held it in 5 quarters. The position peaked at $629K in Q4 2014. 19 funds tracked by Wall St. Rank hold SPSM as of Q1 2016.

Credit Suisse reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q1 2016 after selling out during the quarter.
Credit Suisse sold 11,421 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q1 2016, an estimated $257K.
Credit Suisse first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2014 and held it in 5 quarters.
Credit Suisse's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $629K in Q4 2014.
19 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q1 2016.

Based on Credit Suisse's 13F filing for Q1 2016, filed 16 May 2016.