We are live on ! Find out more
SPSM icon

State Street SPDR Portfolio S&P 600 Small Cap ETF

667 hedge funds and large institutions have $5.38B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q2 according to their latest regulatory filings, with 220 funds opening new positions, 290 increasing their positions, 121 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

817% more first-time investments, than exits

New positions opened: 220 | Existing positions closed: 24

518% more call options, than puts

Call options by funds: $1.06M | Put options by funds: $171K

140% more repeat investments, than reductions

Existing positions increased: 290 | Existing positions reduced: 121

40% more funds holding

Funds holding: 477667 (+190)

38% more capital invested

Capital invested by funds: $3.9B → $5.38B (+$1.48B)

23% more funds holding in top 10

Funds holding in top 10: 3948 (+9)

7.9% less ownership

Funds ownership: 78.42%70.52% (-7.9%)

Holders
667
Holders Change
+190
Holders Change %
+39.83%
% of All Funds
10.47%
Holding in Top 10
48
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+23.08%
% of All Funds
0.75%
New
220
Increased
290
Reduced
121
Closed
24
Calls
$1.06M
Puts
$171K
Net Calls
+$886K
Net Calls Change
+$103K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$766M +$51.8M +1,394,841 +8%
LPL Financial
2
LPL Financial
California
$596M +$101M +2,714,180 +22%
Charles Schwab
3
Charles Schwab
California
$280M +$34.9M +940,080 +15%
VA
4
Valmark Advisers
Ohio
$199M +$26.6M +716,584 +16%
Ameriprise
5
Ameriprise
Minnesota
$165M +$118M +3,164,936 +291%
Creative Planning
6
Creative Planning
Kansas
$131M +$3.6M +96,961 +3%
CCWA
7
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$115M +$8.95M +240,836 +9%
Bank of America
8
Bank of America
North Carolina
$114M +$62.2M +1,672,805 +133%
PAG
9
Private Advisor Group
New Jersey
$90M +$6.85M +184,258 +9%
UBS Group
10
UBS Group
Switzerland
$86M +$19.9M +534,760 +32%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$78.8M +$20.1M +539,582 +36%
CAG
12
Crestwood Advisors Group
Massachusetts
$77.6M +$35.8M +963,341 +93%
MFG
13
Merit Financial Group
Georgia
$70.6M +$2.55M +68,555 +4%
Morgan Stanley
14
Morgan Stanley
New York
$69.4M +$38.1M +1,023,809 +134%
SPWG
15
Syntegra Private Wealth Group
Missouri
$67.5M +$5.72M +154,024 +10%
CWM
16
Congress Wealth Management
Massachusetts
$60.8M +$2.07M +55,796 +4%
SMM
17
Stadion Money Management
Georgia
$59.7M +$380K +10,224 +0.7%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$58.2M +$55.4M +1,490,225 +20,434%
Mariner
19
Mariner
Kansas
$54.7M +$43M +1,157,178 +463%
PWPS
20
Pinnacle Wealth Planning Services
Ohio
$54.4M +$5.41M +145,607 +12%
Osaic Holdings
21
Osaic Holdings
Arizona
$44.6M +$8.64M +232,493 +25%
Wells Fargo
22
Wells Fargo
California
$39.7M +$17.3M +464,777 +83%
B
23
Bridgeworth
Alabama
$39.3M +$3.05M +82,188 +9%
OWP
24
Obermeyer Wealth Partners
Colorado
$39.3M +$37.6M +1,011,092 New
WAP
25
Wealthcare Advisory Partners
Pennsylvania
$36.8M -$20.2M -543,772 -36%

SPSM Hedge Fund Activity: Q2 2023 in Review

667 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2023, worth a combined $5.38B — up 38% from $3.9B a quarter earlier.

Buyers outnumbered sellers: 220 funds opened new SPSM positions and 24 closed out — a net gain of 196 holders — while 290 added to existing stakes and 121 trimmed.

The largest buyer was Ameriprise, adding an estimated $118M. The largest seller was Wealthcare Advisory Partners, cutting an estimated $20.2M.

  • 667 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2023, up from 477 in Q1 2023.
  • Funds reported $5.38B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2023, up 38% quarter-over-quarter.
  • 220 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2023 and 24 closed out, a net change of +196 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2023 was Ameriprise, an estimated $118M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2023 was Wealthcare Advisory Partners, an estimated $20.2M sold.

Based on aggregated 13F filings for Q2 2023.