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State Street SPDR Portfolio S&P 600 Small Cap ETF

430 hedge funds and large institutions have $2.94B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2022 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 202 increasing their positions, 144 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

122,700% more call options, than puts

Call options by funds: $1.23M | Put options by funds: $1K

40% more repeat investments, than reductions

Existing positions increased: 202 | Existing positions reduced: 144

23% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 31

3% more funds holding in top 10

Funds holding in top 10: 2930 (+1)

0% more funds holding

Funds holding: 429430 (+1)

4% less capital invested

Capital invested by funds: $3.07B → $2.94B (-$130M)

1.45% less ownership

Funds ownership: 77.51%76.06% (-1.4%)

Holders
430
Holders Change
+1
Holders Change %
+0.23%
% of All Funds
7.41%
Holding in Top 10
30
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.45%
% of All Funds
0.52%
New
38
Increased
202
Reduced
144
Closed
31
Calls
$1.23M
Puts
$1K
Net Calls
+$1.23M
Net Calls Change
+$460K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$462M -$20.1M -529,768 -4%
LPL Financial
2
LPL Financial
California
$300M +$1.59M +41,897 +0.5%
VA
3
Valmark Advisers
Ohio
$204M +$4.8M +126,870 +2%
Charles Schwab
4
Charles Schwab
California
$176M +$4.76M +125,884 +3%
Creative Planning
5
Creative Planning
Kansas
$111M +$5.78M +152,717 +5%
Osaic Holdings
6
Osaic Holdings
Arizona
$78.9M -$4.06M -107,194 -4%
Bank of America
7
Bank of America
North Carolina
$74.2M +$37.9M +1,002,150 +85%
UBS Group
8
UBS Group
Switzerland
$56.2M -$753K -19,881 -1%
PAG
9
Private Advisor Group
New Jersey
$54.1M +$3.94M +104,140 +7%
GSIS
10
Global Strategic Investment Solutions
Arizona
$51.2M +$27.6M +729,458 +94%
CAG
11
Crestwood Advisors Group
Massachusetts
$48.1M +$743K +19,627 +1%
SMM
12
Stadion Money Management
Georgia
$45.7M -$52.9M -1,397,113 -51%
MFG
13
Merit Financial Group
Georgia
$45.5M +$579K +15,296 +1%
AAS
14
Annex Advisory Services
Wisconsin
$45.2M -$2.5M -65,983 -5%
WAP
15
Wealthcare Advisory Partners
Pennsylvania
$44.4M -$4.69M -123,901 -9%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$42.2M +$1.17M +30,878 +3%
State Street
17
State Street
Massachusetts
$30.7M -$20.5M -540,619 -37%
WFPG
18
Waller Financial Planning Group
Ohio
$30.6M +$194K +5,134 +0.6%
AssetMark Inc
19
AssetMark Inc
California
$29.6M -$19.8M -523,561 -38%
TC
20
TownSquare Capital
Utah
$28.6M +$1.67M +44,163 +6%
PWPS
21
Pinnacle Wealth Planning Services
Ohio
$28.3M +$2.04M +53,864 +7%
CAL
22
Capital Analysts LLC
Pennsylvania
$25.5M +$344K +9,091 +1%
MIS
23
Morningstar Investment Services
Illinois
$24.3M -$457K -12,070 -2%
Truist Financial
24
Truist Financial
North Carolina
$23.3M +$79K +2,086 +0.3%
Ameriprise
25
Ameriprise
Minnesota
$23.2M +$10.4M +274,255 +67%

SPSM Hedge Fund Activity: Q3 2022 in Review

430 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2022, worth a combined $2.94B — down 4.2% from $3.07B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SPSM positions and 31 closed out — a net gain of 7 holders — while 202 added to existing stakes and 144 trimmed.

The largest buyer was Bank of America, adding an estimated $37.9M. The largest seller was Stadion Money Management, cutting an estimated $52.9M.

  • 430 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2022, up from 429 in Q2 2022.
  • Funds reported $2.94B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2022, down 4.2% quarter-over-quarter.
  • 38 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2022 and 31 closed out, a net change of +7 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2022 was Bank of America, an estimated $37.9M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2022 was Stadion Money Management, an estimated $52.9M sold.

Based on aggregated 13F filings for Q3 2022.