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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

156 hedge funds and large institutions have $665M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q2 according to their latest regulatory filings, with 47 funds opening new positions, 80 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

488% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 8

344% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 18

63% more capital invested

Capital invested by funds: $407M → $665M (+$258M)

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

31% more funds holding

Funds holding: 119 → 156 (+37)

5.95% more ownership

Funds ownership: 50.51% → 56.46% (+5.9%)

Holders
156
Holders Change
+37
Holders Change %
+31.09%
% of All Funds
3.57%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.23%
New
47
Increased
80
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AF
Allworth Financial
California
+$38.9M
2
Wells Fargo
Wells Fargo
California
+$32.5M
3
GFPC
Global Financial Private Capital
Florida
+$28.2M
4
AIM
Astor Investment Management
Illinois
+$23.7M
5
SMM
Stadion Money Management
Georgia
+$20.8M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
-$11.9M
2
AssetMark Inc
AssetMark Inc
California
-$3.11M
3
AG
Advisor Group
Arizona
-$2.87M
4
FA
FDx Advisors
Illinois
-$433K
5
CA
Cetera Advisors
Colorado
-$402K
Name Holding Trade Value Shares
Change 		Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$148M -$11.9M -379,286 -8%
GFPC
2
Global Financial Private Capital
Florida
$47.1M +$28.2M +895,252 +158%
AssetMark Inc
3
AssetMark Inc
California
$40.3M -$3.11M -98,781 -7%
AF
4
Allworth Financial
California
$39.9M +$38.9M +1,234,669 New
Wells Fargo
5
Wells Fargo
California
$33.5M +$32.5M +1,030,599 +17,298%
AIM
6
Astor Investment Management
Illinois
$24.3M +$23.7M +751,488 New
GI
7
Gradient Investments
Minnesota
$23.1M +$2.7M +85,555 +14%
SMM
8
Stadion Money Management
Georgia
$21.3M +$20.8M +660,300 New
CWM
9
Cornerstone Wealth Management
Missouri
$18.7M +$18.9M +598,637 +6,751%
AAS
10
Annex Advisory Services
Wisconsin
$15.3M +$4.77M +151,380 +47%
AWM
11
AE Wealth Management
Kansas
$14.8M +$5.97M +189,345 +70%
SS
12
Simplicity Solutions
Minnesota
$14.6M +$5.86M +186,165 +70%
State Street
13
State Street
Massachusetts
$14.6M -$253K -8,024 -2%
BFG
14
Barber Financial Group
Kansas
$11.4M -$130K -4,116 -1%
MFS
15
McNamara Financial Services
Massachusetts
$11.3M -$316K -10,027 -3%
FI
16
FormulaFolio Investments
Michigan
$10.8M +$1.06M +33,513 +11%
SPIA
17
Steward Partners Investment Advisory
New York
$8.6M +$8.38M +266,129 +221,774%
PWA
18
Peterson Wealth Advisors
Utah
$7.76M +$273K +8,674 +4%
UBS Group
19
UBS Group
Switzerland
$7.42M +$4.76M +151,236 +192%
AWA
20
Arete Wealth Advisors
Illinois
$7.17M +$6.71M +213,058 +2,318%
FEG
21
Financial Enhancement Group
Indiana
$7.1M +$877K +27,835 +14%
Morgan Stanley
22
Morgan Stanley
New York
$6.92M +$658K +20,891 +11%
WAS
23
Winch Advisory Services
Wisconsin
$6M +$2.05M +65,197 +54%
RA
24
RFG Advisory
Alabama
$5.59M +$411K +13,059 +8%
WI
25
WrapManager Inc
California
$4.79M +$802K +25,453 +21%
1
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SPSM Hedge Fund Activity: Q2 2018 in Review

156 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2018, worth a combined $665M — up 63% from $407M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SPSM positions and 8 closed out — a net gain of 39 holders — while 80 added to existing stakes and 18 trimmed.

The largest buyer was Allworth Financial, opening a new position worth an estimated $38.9M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $11.9M.

  • 156 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2018, up from 119 in Q1 2018.
  • Funds reported $665M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2018, up 63% quarter-over-quarter.
  • 47 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2018 and 8 closed out, a net change of +39 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2018 was Allworth Financial, an estimated $38.9M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2018 was Charles Schwab Investment Advisory, an estimated $11.9M sold.

Based on aggregated 13F filings for Q2 2018.