State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
413 hedge funds and large institutions have $3.45B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 91 funds opening new positions, 167 increasing their positions, 115 reducing their positions, and 27 closing their positions.
237% more first-time investments, than exits
New positions opened: 91 | Existing positions closed: 27
182% more capital inflows, than outflows
Capital inflows: $456M | Capital outflows: $162M
93% more call options, than puts
Call options by funds: $518K | Put options by funds: $269K
45% more repeat investments, than reductions
Existing positions increased: 167 | Existing positions reduced: 115
45% more funds holding in top 10
Funds holding in top 10: 20 → 29 (+9)
16% more funds holding
Funds holding: 355 → 413 (+58)
2.63% more ownership
Funds ownership: 72.43% → 75.07% (+2.6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Financial Engines Advisors
Santa Clara,
California
|
+$98M |
| 2 |
LPL Financial
San Diego,
California
|
+$64.3M |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
+$38M |
| 4 |
Private Advisor Group
Morristown,
New Jersey
|
+$12.4M |
| 5 |
KWB Wealth
Redlands,
California
|
+$9.17M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Allworth Financial
Folsom,
California
|
-$25.1M |
| 2 |
Tidal Investments
Milwaukee,
Wisconsin
|
-$21.1M |
| 3 |
State Street
Boston,
Massachusetts
|
-$19M |
| 4 |
AssetMark Inc
Concord,
California
|
-$16.4M |
| 5 |
Stratos Wealth Partners
Beachwood,
Ohio
|
-$11.8M |
SPSM Hedge Fund Activity: Q4 2021 in Review
413 of the 6,522 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2021, worth a combined $3.45B — up 14% from $3.03B a quarter earlier.
Buyers outnumbered sellers: 91 funds opened new SPSM positions and 27 closed out — a net gain of 64 holders — while 167 added to existing stakes and 115 trimmed.
The largest buyer was Financial Engines Advisors, adding an estimated $98M. The largest seller was Allworth Financial, cutting an estimated $25.1M.
- 413 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2021, up from 355 in Q3 2021.
- Funds reported $3.45B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2021, up 14% quarter-over-quarter.
- 91 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2021 and 27 closed out, a net change of +64 holders.
- The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2021 was Financial Engines Advisors, an estimated $98M added.
- The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2021 was Allworth Financial, an estimated $25.1M sold.
Based on aggregated 13F filings for Q4 2021.