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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

414 hedge funds and large institutions have $3.45B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 92 funds opening new positions, 166 increasing their positions, 116 reducing their positions, and 27 closing their positions.

Holders
414
Holders Change
+60
Holders Change %
+16.95%
% of All Funds
6.39%
Holding in Top 10
29
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+45%
% of All Funds
0.45%
New
92
Increased
166
Reduced
116
Closed
27
Calls
$518K
Puts
$269K
Net Calls
+$249K
Net Calls Change
+$255K

Top Buyers

1
Financial Engines Advisors
1
Financial Engines Advisors
California
$521M
2
LPL Financial
2
LPL Financial
California
$326M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$97.8M
4
CWM
4
Congress Wealth Management
Massachusetts
$34.9M
5
PAG
5
Private Advisor Group
New Jersey
$48.6M

Top Sellers

1
AF
1
Allworth Financial
California
$10M
2
TI
2
Tidal Investments
Wisconsin
$0
3
State Street
3
State Street
Massachusetts
$41.4M
4
AssetMark Inc
4
AssetMark Inc
California
$51.4M
5
SWP
5
Stratos Wealth Partners
Ohio
$23.6M
Name Market Value Shares Shares
Change 		Shares
Change %
Financial Engines Advisors
1
Financial Engines Advisors
California
$521M 11,652,601 +2,205,126 +23%
LPL Financial
2
LPL Financial
California
$326M 7,302,590 +1,445,889 +25%
VA
3
Valmark Advisers
Ohio
$245M 5,489,792 +50,647 +0.9%
Charles Schwab
4
Charles Schwab
California
$237M 5,295,741 +84,023 +2%
SMM
5
Stadion Money Management
Georgia
$142M 3,183,757 -10,581 -0.3%
Creative Planning
6
Creative Planning
Kansas
$134M 2,999,979 -124,786 -4%
Osaic Holdings
7
Osaic Holdings
Arizona
$97.8M 2,186,895 +854,903 +64%
GC
8
Grimes & Company
Massachusetts
$82.6M 1,848,983 +48,507 +3%
UBS Group
9
UBS Group
Switzerland
$70.5M 1,577,094 +2,609 +0.2%
AAS
10
Annex Advisory Services
Wisconsin
$64.2M 1,436,560 -30,531 -2%
CAG
11
Crestwood Advisors Group
Massachusetts
$61M 1,364,553 +50,298 +4%
WAP
12
Wealthcare Advisory Partners
Pennsylvania
$60M 1,342,465 -11,004 -0.8%
AssetMark Inc
13
AssetMark Inc
California
$51.4M 1,150,851 -368,817 -24%
PAG
14
Private Advisor Group
New Jersey
$48.6M 1,088,541 +277,972 +34%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$47.3M 1,057,795 -23,296 -2%
State Street
16
State Street
Massachusetts
$41.4M 926,234 -428,473 -32%
WFPG
17
Waller Financial Planning Group
Ohio
$38.8M 867,200 +20,472 +2%
Truist Financial
18
Truist Financial
North Carolina
$36.6M 818,742 +15,869 +2%
CWM
19
Congress Wealth Management
Massachusetts
$34.9M 779,807 +779,807 New
CAL
20
Capital Analysts LLC
Pennsylvania
$33.9M 758,392 +5,106 +0.7%
TC
21
TownSquare Capital
Utah
$32.6M 730,184 +41,095 +6%
MIS
22
Morningstar Investment Services
Illinois
$27.1M 607,184 +6,309 +1%
Bank of America
23
Bank of America
North Carolina
$25.4M 567,301 +15,773 +3%
SWP
24
Stratos Wealth Partners
Ohio
$23.6M 528,123 -265,288 -33%
PWA
25
Peterson Wealth Advisors
Utah
$23.2M 519,180 +29,491 +6%
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