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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

39 hedge funds and large institutions have $118M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AssetMark Inc
1
AssetMark Inc
California
$42.9M
2
State Street
2
State Street
Massachusetts
$21.4M
3
SMM
3
Stadion Money Management
Georgia
$6.33M
4
GFPC
4
Global Financial Private Capital
Florida
$13.5M
5
AWM
5
AE Wealth Management
Kansas
$5.96M

Top Sellers

1
SS
1
Simplicity Solutions
Minnesota
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.04M
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
LPL Financial
4
LPL Financial
California
$2.2M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.77M
Name Market Value Shares Shares
Change 		Shares
Change %
AssetMark Inc
1
AssetMark Inc
California
$42.9M 1,469,174 +974,908 +197%
State Street
2
State Street
Massachusetts
$21.4M 244,586 +95,984 +65%
GFPC
3
Global Financial Private Capital
Florida
$13.5M 154,640 +19,641 +15%
SMM
4
Stadion Money Management
Georgia
$6.33M 72,300 +72,300 New
AWM
5
AE Wealth Management
Kansas
$5.96M 68,098 +18,616 +38%
SFP
6
Shepherd Financial Partners
Massachusetts
$2.95M 33,455 -496 -1%
Jane Street
7
Jane Street
New York
$2.52M 28,782 +5,620 +24%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.47M 28,197 -69 -0.2%
Bank of America
9
Bank of America
North Carolina
$2.27M 25,972 +5,970 +30%
LPL Financial
10
LPL Financial
California
$2.2M 25,139 -5,097 -17%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.04M 23,359 -29,206 -56%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.77M 20,210 -4,939 -20%
UBS Group
13
UBS Group
Switzerland
$1.7M 19,471 -2,371 -11%
RJA
14
Raymond James & Associates
Florida
$1.51M 17,282 +3,519 +26%
Goldman Sachs
15
Goldman Sachs
New York
$1.33M 15,245 -1,394 -8%
JIC
16
Johnson Investment Counsel
Ohio
$1.09M 12,420 – –
ASN
17
Advisory Services Network
Georgia
$1.01M 11,574 -33 -0.3%
IA
18
IFP Advisors
Florida
$679K 7,762 +89 +1%
SEI Investments
19
SEI Investments
Pennsylvania
$609K 6,958 +126 +2%
Citigroup
20
Citigroup
New York
$576K 6,579 – –
Morgan Stanley
21
Morgan Stanley
New York
$522K 5,967 +226 +4%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$492K 15,420 +9,744 +172%
Stifel Financial
23
Stifel Financial
Missouri
$310K 3,540 – –
FAAS
24
First Allied Advisory Services
California
$305K 3,470 +40 +1%
FFA
25
Fragasso Financial Advisors
Pennsylvania
$289K 3,307 +3,307 New
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