Ladenburg Thalmann Financial Services’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5.66M	Buy	178,266 +11,340	+7%	+$354K	0.04%	450
2019 Q3	$5M	Buy	166,926 +25,625	+18%	+$773K	0.03%	462
2019 Q2	$4.33M	Buy	141,301 +15,160	+12%	+$461K	0.03%	495
2019 Q1	$3.81M	Sell	126,141 -52,385	-29%	-$1.56M	0.03%	520
2018 Q4	$4.71M	Buy	178,526 +20,606	+13%	+$608K	0.04%	390
2018 Q3	$5.24M	Buy	157,920 +87,444	+124%	+$2.91M	0.04%	381
2018 Q2	$2.1M	Hold	70,476	–	–	0.02%	676
2018 Q1	$2.1M	Buy	70,476 +11,356	+19%	+$346K	0.02%	676
2017 Q4	$1.78M	Buy	59,120 +12,860	+28%	+$381K	0.02%	748
2017 Q3	$492K	Buy	46,260 +29,232	+172%	+$811K	0.01%	1483
2017 Q2	$473K	Buy	17,028 +3,486	+26%	+$95K	0.01%	1421
2017 Q1	$368K	Buy	13,542 +1,101	+9%	+$29.6K	﹤0.01%	1500
2016 Q4	$330K	Buy	12,441 +8,826	+244%	+$222K	﹤0.01%	1488
2016 Q3	$89K	Sell	3,615 -81	-2%	-$1.94K	﹤0.01%	2336
2016 Q2	$83K	Buy	3,696 +327	+10%	+$7.27K	﹤0.01%	2283
2016 Q1	$73K	Sell	3,369 -1,095	-25%	-$22.4K	﹤0.01%	2308
2015 Q4	$100K	Buy	4,464 +4,353	+3,922%	+$99.4K	﹤0.01%	2058
2015 Q3	$2K	Sell	111 -3,540	-97%	-$83.2K	﹤0.01%	4286
2015 Q2	$90K	Buy	3,651 +84	+2%	+$2.08K	﹤0.01%	2173
2015 Q1	$88K	Buy	3,567 +177	+5%	+$4.24K	﹤0.01%	2159
2014 Q4	$81K	Buy	3,390 +3,024	+826%	+$69K	﹤0.01%	2037
2014 Q3	$8K	Sell	366 -7,851	-96%	-$180K	﹤0.01%	3230
2014 Q2	$194K	Sell	8,217 -8,517	-51%	-$193K	0.01%	1211
2014 Q1	$389K	Sell	16,734 -2,232	-12%	-$51.4K	0.01%	831
2013 Q4	$438K	Buy	+18,966	New	+$419K	0.01%	737

Other funds holding SPSM

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Grimes & Company Westborough, Massachusetts $4.62B AUM 29.71% 1-Year Est. Return

Allworth Financial Folsom, California $23.6B AUM 20.99% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SPSM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 6.8% in Q4 2019, buying an estimated $354K and bringing the position to 178,266 shares worth $5.66M. The position accounts for 0.04% of the portfolio, ranked #450.

Ladenburg Thalmann Financial Services first reported a position in SPSM in Q4 2013 and has held it in 25 quarters since. 260 funds tracked by Wall St. Rank hold SPSM as of Q4 2019.

Ladenburg Thalmann Financial Services held 178,266 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $5.66M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 11,340 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q4 2019, an estimated $354K.
State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.04% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #450 holding.
Ladenburg Thalmann Financial Services first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2013 and has held it in 25 quarters since.
260 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.