Ladenburg Thalmann Financial Services’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5.66M	Buy	178,266 +11,340	+7%	+$354K	0.04%	450
2019 Q3	$5M	Buy	166,926 +25,625	+18%	+$773K	0.03%	462
2019 Q2	$4.33M	Buy	141,301 +15,160	+12%	+$461K	0.03%	495
2019 Q1	$3.81M	Sell	126,141 -52,385	-29%	-$1.56M	0.03%	520
2018 Q4	$4.71M	Buy	178,526 +20,606	+13%	+$608K	0.04%	390
2018 Q3	$5.24M	Buy	157,920 +87,444	+124%	+$2.91M	0.04%	381
2018 Q2	$2.1M	Hold	70,476	–	–	0.02%	676
2018 Q1	$2.1M	Buy	70,476 +11,356	+19%	+$346K	0.02%	676
2017 Q4	$1.78M	Buy	59,120 +12,860	+28%	+$381K	0.02%	748
2017 Q3	$492K	Buy	46,260 +29,232	+172%	+$811K	0.01%	1483
2017 Q2	$473K	Buy	17,028 +3,486	+26%	+$95K	0.01%	1421
2017 Q1	$368K	Buy	13,542 +1,101	+9%	+$29.6K	﹤0.01%	1500
2016 Q4	$330K	Buy	12,441 +8,826	+244%	+$222K	﹤0.01%	1488
2016 Q3	$89K	Sell	3,615 -81	-2%	-$1.94K	﹤0.01%	2336
2016 Q2	$83K	Buy	3,696 +327	+10%	+$7.27K	﹤0.01%	2283
2016 Q1	$73K	Sell	3,369 -1,095	-25%	-$22.4K	﹤0.01%	2308
2015 Q4	$100K	Buy	4,464 +4,353	+3,922%	+$99.4K	﹤0.01%	2058
2015 Q3	$2K	Sell	111 -3,540	-97%	-$83.2K	﹤0.01%	4286
2015 Q2	$90K	Buy	3,651 +84	+2%	+$2.08K	﹤0.01%	2173
2015 Q1	$88K	Buy	3,567 +177	+5%	+$4.24K	﹤0.01%	2159
2014 Q4	$81K	Buy	3,390 +3,024	+826%	+$69K	﹤0.01%	2037
2014 Q3	$8K	Sell	366 -7,851	-96%	-$180K	﹤0.01%	3230
2014 Q2	$194K	Sell	8,217 -8,517	-51%	-$193K	0.01%	1211
2014 Q1	$389K	Sell	16,734 -2,232	-12%	-$51.4K	0.01%	831
2013 Q4	$438K	Buy	+18,966	New	+$419K	0.01%	737

Other funds holding SPSM