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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

87 hedge funds and large institutions have $336M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 19 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 4

185% more capital invested

Capital invested by funds: $118M → $336M (+$218M)

171% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 7

123% more funds holding

Funds holding: 39 → 87 (+48)

183.22% less ownership

Funds ownership: 241.92% → 58.69% (-183%)

Holders
87
Holders Change
+48
Holders Change %
+123.08%
% of All Funds
1.97%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
52
Increased
19
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$148M
2
MFS
McNamara Financial Services
Massachusetts
+$10.5M
3
FI
FormulaFolio Investments
Michigan
+$8.08M
4
SS
Simplicity Solutions
Minnesota
+$7.31M
5
BSWM
Boston Standard Wealth Management
Massachusetts
+$6.7M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$88.5M
2
State Street
State Street
Massachusetts
-$4.25M
3
Jane Street
Jane Street
New York
-$2.02M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.47M
5
Goldman Sachs
Goldman Sachs
New York
-$1.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$151M +$148M +5,000,072 New
AssetMark Inc
2
AssetMark Inc
California
$42.9M -$88.5M -2,985,992 -68%
State Street
3
State Street
Massachusetts
$17.8M -$4.25M -143,352 -20%
GFPC
4
Global Financial Private Capital
Florida
$14.9M +$885K +29,861 +6%
MFS
5
McNamara Financial Services
Massachusetts
$10.7M +$10.5M +355,565 New
FI
6
FormulaFolio Investments
Michigan
$8.22M +$8.08M +272,774 New
AWM
7
AE Wealth Management
Kansas
$7.62M +$1.44M +48,476 +24%
SS
8
Simplicity Solutions
Minnesota
$7.43M +$7.31M +246,601 New
SMM
9
Stadion Money Management
Georgia
$6.9M +$355K +12,000 +6%
BSWM
10
Boston Standard Wealth Management
Massachusetts
$6.82M +$6.7M +226,292 New
Morgan Stanley
11
Morgan Stanley
New York
$5.09M +$4.47M +150,937 +843%
SFP
12
Shepherd Financial Partners
Massachusetts
$3.03M +$3.97K +134 +0.1%
LPL Financial
13
LPL Financial
California
$2.95M +$668K +22,555 +30%
FHC
14
First Heartland Consultants
Missouri
$2.79M +$2.74M +92,558 New
UBS Group
15
UBS Group
Switzerland
$2.78M +$999K +33,739 +58%
SFG
16
StrategIQ Financial Group
Indiana
$2.74M +$2.7M +90,997 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.57M +$20.8K +703 +0.8%
Bank of America
18
Bank of America
North Carolina
$2.46M +$112K +3,777 +5%
JWM
19
Jackson Wealth Management
Florida
$2.04M +$1.97M +66,649 New
RJA
20
Raymond James & Associates
Florida
$1.9M +$333K +11,247 +22%
PWA
21
Peterson Wealth Advisors
Utah
$1.9M +$1.86M +62,887 New
CF
22
Copperwynd Financial
Arizona
$1.86M +$1.82M +61,545 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.78M +$381K +12,860 +28%
OC
24
Oarsman Capital
Wisconsin
$1.76M +$1.73M +58,254 New
RA
25
RFG Advisory
Alabama
$1.67M +$1.64M +55,493 New
1
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SPSM Hedge Fund Activity: Q4 2017 in Review

87 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2017, worth a combined $336M — up 185% from $118M a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new SPSM positions and 4 closed out — a net gain of 48 holders — while 19 added to existing stakes and 7 trimmed.

The largest buyer was Charles Schwab Investment Advisory, opening a new position worth an estimated $148M. The largest seller was AssetMark Inc, cutting an estimated $88.5M.

  • 87 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2017, up from 39 in Q3 2017.
  • Funds reported $336M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2017, up 185% quarter-over-quarter.
  • 52 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2017 and 4 closed out, a net change of +48 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2017 was Charles Schwab Investment Advisory, an estimated $148M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2017 was AssetMark Inc, an estimated $88.5M sold.

Based on aggregated 13F filings for Q4 2017.