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State Street SPDR Portfolio S&P 600 Small Cap ETF

435 hedge funds and large institutions have $3.43B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2022 Q1 according to their latest regulatory filings, with 54 funds opening new positions, 178 increasing their positions, 146 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 28

22% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 146

7% more funds holding in top 10

Funds holding in top 10: 2931 (+2)

5% more funds holding

Funds holding: 414435 (+21)

2.33% more ownership

Funds ownership: 75.27%77.6% (+2.3%)

0% less capital invested

Capital invested by funds: $3.45B → $3.43B (-$13.5M)

Holders
435
Holders Change
+21
Holders Change %
+5.07%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.49%
New
54
Increased
178
Reduced
146
Closed
28
Calls
$870K
Puts
Net Calls
+$870K
Net Calls Change
+$621K
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$526M +$36.1M +858,662 +7%
LPL Financial
2
LPL Financial
California
$337M +$29.8M +709,100 +10%
VA
3
Valmark Advisers
Ohio
$235M +$4.33M +102,889 +2%
Charles Schwab
4
Charles Schwab
California
$205M -$17.6M -419,164 -8%
Creative Planning
5
Creative Planning
Kansas
$125M -$1.68M -39,854 -1%
SMM
6
Stadion Money Management
Georgia
$117M -$17.3M -410,773 -13%
Osaic Holdings
7
Osaic Holdings
Arizona
$95.2M +$9.1M +216,059 +10%
UBS Group
8
UBS Group
Switzerland
$68.7M +$2.36M +55,970 +4%
Bank of America
9
Bank of America
North Carolina
$59.4M +$35.5M +843,992 +149%
AAS
10
Annex Advisory Services
Wisconsin
$59.3M -$1.15M -27,416 -2%
CAG
11
Crestwood Advisors Group
Massachusetts
$58.8M +$1.38M +32,768 +2%
WAP
12
Wealthcare Advisory Partners
Pennsylvania
$58.3M +$1.78M +42,363 +3%
PAG
13
Private Advisor Group
New Jersey
$55.6M +$9.78M +232,369 +21%
AssetMark Inc
14
AssetMark Inc
California
$45.6M -$2.84M -67,533 -6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$44.9M +$393K +9,340 +0.9%
State Street
16
State Street
Massachusetts
$43.1M +$4.16M +98,902 +11%
GC
17
Grimes & Company
Massachusetts
$38.9M -$38.9M -923,179 -50%
WFPG
18
Waller Financial Planning Group
Ohio
$38.4M +$1.87M +44,447 +5%
TC
19
TownSquare Capital
Utah
$32.8M +$2.09M +49,692 +7%
GSIS
20
Global Strategic Investment Solutions
Arizona
$32.4M +$30.7M +729,145 +1,786%
CAL
21
Capital Analysts LLC
Pennsylvania
$30.5M -$1.39M -32,949 -4%
Ameriprise
22
Ameriprise
Minnesota
$30.1M +$21.3M +505,822 +243%
CWM
23
Congress Wealth Management
Massachusetts
$29.7M -$3.11M -73,864 -9%
MIS
24
Morningstar Investment Services
Illinois
$27.9M +$1.92M +45,694 +8%
Truist Financial
25
Truist Financial
North Carolina
$27.9M -$6.55M -155,495 -19%

SPSM Hedge Fund Activity: Q1 2022 in Review

435 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q1 2022, worth a combined $3.43B — down 0.39% from $3.45B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new SPSM positions and 28 closed out — a net gain of 26 holders — while 178 added to existing stakes and 146 trimmed.

The largest buyer was CFS Investment Advisory Services, adding an estimated $53.8M. The largest seller was Grimes & Company, cutting an estimated $38.9M.

  • 435 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q1 2022, up from 414 in Q4 2021.
  • Funds reported $3.43B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q1 2022, down 0.39% quarter-over-quarter.
  • 54 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q1 2022 and 28 closed out, a net change of +26 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q1 2022 was CFS Investment Advisory Services, an estimated $53.8M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q1 2022 was Grimes & Company, an estimated $38.9M sold.

Based on aggregated 13F filings for Q1 2022.