DFPG Investments’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

DFPG Investments’s Portfolio FIXD Stock Details FIXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$1.39M	Sell	31,382 -26	-0.1%	-$1.11K	0.11%	180
2023 Q3	$1.32M	Buy	31,408 +9,559	+44%	+$415K	0.12%	170
2023 Q2	$972K	Buy	21,849 +14,762	+208%	+$661K	0.09%	224
2023 Q1	$319K	Hold	7,087	–	–	0.03%	421
2022 Q4	$320K	Hold	7,087	–	–	0.05%	341
2022 Q3	$298K	Hold	7,087	–	–	0.13%	126
2022 Q2	$329K	Sell	7,087 -631	-8%	-$29.9K	0.14%	108
2022 Q1	$371K	Buy	7,718 +1,300	+20%	+$66.6K	0.14%	106
2021 Q4	$335K	Buy	6,418 +2,113	+49%	+$113K	0.14%	120
2021 Q3	$230K	Buy	+4,305	New	+$232K	0.09%	156

Other funds holding FIXD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

DFPG Investments's FIXD Position: Q4 2023 in Review

DFPG Investments reduced its First Trust Smith Opportunistic Fixed Income ETF (FIXD) stake by 0.08% in Q4 2023, selling an estimated $1.11K and leaving 31,382 shares worth $1.39M. The position accounts for 0.11% of the portfolio, ranked #180.

DFPG Investments first reported a position in FIXD in Q3 2021 and has held it in 10 quarters since. 345 funds tracked by Wall St. Rank hold FIXD as of Q4 2023.

DFPG Investments held 31,382 shares of First Trust Smith Opportunistic Fixed Income ETF worth $1.39M as of Q4 2023.
DFPG Investments sold 26 First Trust Smith Opportunistic Fixed Income ETF shares in Q4 2023, an estimated $1.11K.
First Trust Smith Opportunistic Fixed Income ETF made up 0.11% of DFPG Investments's portfolio in Q4 2023, its #180 holding.
DFPG Investments first reported a position in First Trust Smith Opportunistic Fixed Income ETF in Q3 2021 and has held it in 10 quarters since.
345 funds tracked by Wall St. Rank held First Trust Smith Opportunistic Fixed Income ETF as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.