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First Trust Smith Opportunistic Fixed Income ETF

288 hedge funds and large institutions have $3.63B invested in First Trust Smith Opportunistic Fixed Income ETF in 2021 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 145 increasing their positions, 90 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 19

61% more repeat investments, than reductions

Existing positions increased: 145 | Existing positions reduced: 90

12% more funds holding in top 10

Funds holding in top 10: 3438 (+4)

2% more funds holding

Funds holding: 281288 (+7)

1% more capital invested

Capital invested by funds: $3.61B → $3.63B (+$23.5M)

0.82% less ownership

Funds ownership: 69.35%68.53% (-0.82%)

Holders
288
Holders Change
+7
Holders Change %
+2.49%
% of All Funds
5.04%
Holding in Top 10
38
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+11.76%
% of All Funds
0.67%
New
31
Increased
145
Reduced
90
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$384M +$34.7M +643,631 +10%
Wells Fargo
2
Wells Fargo
California
$309M -$10.8M -199,245 -3%
LPL Financial
3
LPL Financial
California
$285M +$17.3M +320,030 +6%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$172M +$5.86M +108,497 +3%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$126M -$8.19M -151,681 -6%
Bank of America
6
Bank of America
North Carolina
$112M +$995K +18,422 +0.9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$105M -$4.8M -88,871 -4%
Osaic Holdings
8
Osaic Holdings
Arizona
$99.7M +$20.9M +386,532 +26%
UBS Group
9
UBS Group
Switzerland
$91.7M +$679K +12,584 +0.7%
RJA
10
Raymond James & Associates
Florida
$81.9M +$3.61M +66,865 +5%
TAM
11
Tucker Asset Management
Colorado
$70.2M +$15.4M +284,993 +28%
BWL
12
Bogart Wealth LLC
Virginia
$63.4M +$4.42M +81,901 +7%
LI
13
LVZ Inc
Michigan
$59.2M +$1.85M +34,245 +3%
HI
14
Horizon Investments
North Carolina
$59M -$4.43M -82,053 -7%
HI
15
Harbour Investments
Wisconsin
$54.5M +$1.17M +21,757 +2%
KAS
16
Kestra Advisory Services
Texas
$53.9M +$4.44M +82,280 +9%
KIG
17
Kowal Investment Group
Wisconsin
$51.1M +$3.58M +66,334 +7%
Truist Financial
18
Truist Financial
North Carolina
$43.2M +$569K +10,532 +1%
SWM
19
Spire Wealth Management
Virginia
$41.6M +$6M +111,084 +17%
AWM
20
AE Wealth Management
Kansas
$38.2M -$3.71M -68,672 -9%
AF
21
Allworth Financial
California
$36.8M +$475K +8,796 +1%
PAG
22
Private Advisor Group
New Jersey
$35.6M +$4.07M +75,422 +13%
PI
23
PFS Investments
Georgia
$35.4M +$1.96M +36,256 +6%
SB
24
Sunflower Bank
Texas
$31M +$1.07M +19,794 +4%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$30.4M +$1.73M +32,051 +6%

FIXD Hedge Fund Activity: Q3 2021 in Review

288 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q3 2021, worth a combined $3.63B — up 0.65% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FIXD positions and 19 closed out — a net gain of 12 holders — while 145 added to existing stakes and 90 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $34.7M. The largest seller was Jane Street, cutting an estimated $57.2M.

  • 288 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q3 2021, up from 281 in Q2 2021.
  • Funds reported $3.63B of First Trust Smith Opportunistic Fixed Income ETF stock for Q3 2021, up 0.65% quarter-over-quarter.
  • 31 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q3 2021 and 19 closed out, a net change of +12 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q3 2021 was Morgan Stanley, an estimated $34.7M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q3 2021 was Jane Street, an estimated $57.2M sold.

Based on aggregated 13F filings for Q3 2021.