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First Trust Smith Opportunistic Fixed Income ETF

106 hedge funds and large institutions have $599M invested in First Trust Smith Opportunistic Fixed Income ETF in 2019 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 48 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

313% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 8

200% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 16

45% more capital invested

Capital invested by funds: $414M → $599M (+$185M)

31% more funds holding

Funds holding: 81106 (+25)

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

2.44% less ownership

Funds ownership: 68.52%66.08% (-2.4%)

Holders
106
Holders Change
+25
Holders Change %
+30.86%
% of All Funds
2.32%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.13%
New
33
Increased
48
Reduced
16
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.4M +$39.4M +752,786 +71%
PI
2
PHH Investments
Texas
$51.8M +$1M +19,176 +2%
LI
3
LVZ Inc
Michigan
$39M +$2.04M +38,876 +6%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$39M +$15.1M +288,244 +64%
Bank of America
5
Bank of America
North Carolina
$34M +$9.43M +180,192 +39%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$31.5M +$4.23M +80,710 +16%
LPL Financial
7
LPL Financial
California
$28M +$9.2M +175,650 +49%
AFA
8
American Financial Advisors
Georgia
$22.8M +$2.64M +50,462 +13%
HI
9
Horizon Investments
North Carolina
$22M +$21.9M +418,244 New
UBS Group
10
UBS Group
Switzerland
$20.6M +$5.27M +100,745 +35%
BCI
11
Brinker Capital Investments
Pennsylvania
$20M
EIA
12
Eldridge Investment Advisors
New Hampshire
$14.9M +$4.95M +94,508 +50%
PI
13
PFS Investments
Georgia
$14.5M +$14.4M +274,732 New
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$13M
Wells Fargo
15
Wells Fargo
California
$11.7M +$11.5M +219,995 +10,638%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$11M +$505K +9,637 +5%
AG
17
Advisor Group
Arizona
$8.9M +$6.9M +131,813 +354%
BCP
18
Blackhawk Capital Partners
Wisconsin
$8.08M -$330K -6,298 -4%
QA
19
Quantitative Advantage
Minnesota
$6.92M +$237K +4,518 +4%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$5.83M +$1.29M +24,723 +29%
First Trust Advisors
21
First Trust Advisors
Illinois
$5.62M +$4.19M +79,984 +300%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$5.52M +$1.79M +34,156 +48%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$5.16M +$1.23M +23,581 +32%
BFG
24
Barber Financial Group
Kansas
$4.64M +$10.2K +195 +0.2%
FAIM
25
Financial Advocates Investment Management
Washington
$4.47M +$800K +15,284 +22%

FIXD Hedge Fund Activity: Q3 2019 in Review

106 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q3 2019, worth a combined $599M — up 45% from $414M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FIXD positions and 8 closed out — a net gain of 25 holders — while 48 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $39.4M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $9.64M.

  • 106 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q3 2019, up from 81 in Q2 2019.
  • Funds reported $599M of First Trust Smith Opportunistic Fixed Income ETF stock for Q3 2019, up 45% quarter-over-quarter.
  • 33 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q3 2019 and 8 closed out, a net change of +25 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q3 2019 was Morgan Stanley, an estimated $39.4M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q3 2019 was Cambridge Investment Research Advisors, an estimated $9.64M sold.

Based on aggregated 13F filings for Q3 2019.