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First Trust Smith Opportunistic Fixed Income ETF

260 hedge funds and large institutions have $3.21B invested in First Trust Smith Opportunistic Fixed Income ETF in 2020 Q4 according to their latest regulatory filings, with 71 funds opening new positions, 135 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

373% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 15

229% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 41

44% more funds holding in top 10

Funds holding in top 10: 2536 (+11)

26% more funds holding

Funds holding: 207260 (+53)

21% more capital invested

Capital invested by funds: $2.65B → $3.21B (+$565M)

0.02% more ownership

Funds ownership: 68.48%68.5% (+0.02%)

Holders
260
Holders Change
+53
Holders Change %
+25.6%
% of All Funds
4.6%
Holding in Top 10
36
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+44%
% of All Funds
0.64%
New
71
Increased
135
Reduced
41
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$334M +$50.8M +922,299 +18%
Wells Fargo
2
Wells Fargo
California
$308M +$53.6M +972,451 +21%
LPL Financial
3
LPL Financial
California
$285M +$57.3M +1,039,274 +25%
Bank of America
4
Bank of America
North Carolina
$127M +$20.1M +364,727 +19%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$105M +$12M +218,642 +13%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$102M +$14.5M +263,994 +17%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$99.6M +$735K +13,343 +0.7%
UBS Group
8
UBS Group
Switzerland
$79.2M +$12.2M +221,881 +18%
RJA
9
Raymond James & Associates
Florida
$74.6M +$20.2M +366,186 +37%
AWMS
10
Advocacy Wealth Management Services
Georgia
$57.9M +$4.93M +89,542 +9%
KAS
11
Kestra Advisory Services
Texas
$57.7M +$5.11M +92,735 +10%
Osaic Holdings
12
Osaic Holdings
Arizona
$56.8M +$7.21M +130,798 +14%
LI
13
LVZ Inc
Michigan
$48.3M +$3.59M +65,112 +8%
AI
14
Atria Investments
North Carolina
$47.2M -$2.06M -37,305 -4%
PAG
15
Private Advisor Group
New Jersey
$44.1M +$15.4M +279,311 +53%
TAM
16
Tucker Asset Management
Colorado
$42.7M +$43M +781,034 New
AWM
17
AE Wealth Management
Kansas
$39.4M +$10.7M +194,808 +37%
DWM
18
Darwin Wealth Management
Florida
$37.3M -$2.54M -46,088 -6%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$36.1M +$7.09M +128,776 +24%
SS
20
Simplicity Solutions
Minnesota
$35M +$9.47M +171,948 +37%
KIG
21
Kowal Investment Group
Wisconsin
$33.8M +$34.4M +623,836 New
Jane Street
22
Jane Street
New York
$30.1M +$11.2M +202,483 +58%
SPIA
23
Steward Partners Investment Advisory
New York
$29.6M +$8.94M +162,295 +43%
PI
24
PFS Investments
Georgia
$29.3M +$8.48M +153,842 +40%
BWL
25
Bogart Wealth LLC
Virginia
$28.3M +$2.6M +47,110 +10%

FIXD Hedge Fund Activity: Q4 2020 in Review

260 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q4 2020, worth a combined $3.21B — up 21% from $2.65B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new FIXD positions and 15 closed out — a net gain of 56 holders — while 135 added to existing stakes and 41 trimmed.

The largest buyer was LPL Financial, adding an estimated $57.3M. The largest seller was Horizon Investments, exiting entirely with an estimated $62.2M sold.

  • 260 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q4 2020, up from 207 in Q3 2020.
  • Funds reported $3.21B of First Trust Smith Opportunistic Fixed Income ETF stock for Q4 2020, up 21% quarter-over-quarter.
  • 71 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q4 2020 and 15 closed out, a net change of +56 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q4 2020 was LPL Financial, an estimated $57.3M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q4 2020 was Horizon Investments, an estimated $62.2M sold.

Based on aggregated 13F filings for Q4 2020.