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First Trust Smith Opportunistic Fixed Income ETF

207 hedge funds and large institutions have $2.65B invested in First Trust Smith Opportunistic Fixed Income ETF in 2020 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 130 increasing their positions, 27 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,267% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 3

381% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 27

40% more capital invested

Capital invested by funds: $1.89B → $2.65B (+$757M)

32% more funds holding in top 10

Funds holding in top 10: 1925 (+6)

22% more funds holding

Funds holding: 169207 (+38)

1.14% less ownership

Funds ownership: 69.62%68.48% (-1.1%)

Holders
207
Holders Change
+38
Holders Change %
+22.49%
% of All Funds
4.18%
Holding in Top 10
25
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+31.58%
% of All Funds
0.5%
New
41
Increased
130
Reduced
27
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$285M +$34.9M +631,987 +14%
Wells Fargo
2
Wells Fargo
California
$256M +$86.7M +1,568,442 +51%
LPL Financial
3
LPL Financial
California
$229M +$62.1M +1,122,524 +37%
Bank of America
4
Bank of America
North Carolina
$108M +$53.1M +959,338 +96%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$99.4M +$30.8M +556,997 +45%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$94M +$8.96M +162,077 +10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$87.5M +$16.4M +295,780 +23%
UBS Group
8
UBS Group
Switzerland
$67.5M +$16.5M +298,491 +32%
HI
9
Horizon Investments
North Carolina
$62.2M -$26.3M -475,277 -30%
RJA
10
Raymond James & Associates
Florida
$54.9M +$17.5M +316,470 +46%
KAS
11
Kestra Advisory Services
Texas
$53.4M +$53.2M +962,787 New
AWMS
12
Advocacy Wealth Management Services
Georgia
$53.4M +$31.4M +567,947 +142%
Osaic Holdings
13
Osaic Holdings
Arizona
$49.8M +$18.2M +329,093 +57%
AI
14
Atria Investments
North Carolina
$49.5M +$580K +10,485 +1%
LI
15
LVZ Inc
Michigan
$45M +$1.28M +23,121 +3%
Qube Research & Technologies (QRT)
16
Qube Research & Technologies (QRT)
United Kingdom
$41.4M +$26.8M +484,798 +181%
DWM
17
Darwin Wealth Management
Florida
$40.1M +$26.2M +473,516 +186%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$29.2M +$18M +324,814 +157%
SWA
19
SFMG Wealth Advisors
Texas
$29.1M +$5.12M +92,667 +21%
PAG
20
Private Advisor Group
New Jersey
$28.9M +$6.75M +122,137 +30%
AWM
21
AE Wealth Management
Kansas
$28.9M +$1.85M +33,407 +7%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$26M +$8.17M +147,809 +46%
BWL
23
Bogart Wealth LLC
Virginia
$25.9M +$9.1M +164,519 +54%
SS
24
Simplicity Solutions
Minnesota
$25.7M +$2.14M +38,634 +9%
CAS
25
Cascadia Advisory Services
Oregon
$25.3M +$934K +16,890 +4%

FIXD Hedge Fund Activity: Q3 2020 in Review

207 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q3 2020, worth a combined $2.65B — up 40% from $1.89B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new FIXD positions and 3 closed out — a net gain of 38 holders — while 130 added to existing stakes and 27 trimmed.

The largest buyer was Wells Fargo, adding an estimated $86.7M. The largest seller was Horizon Investments, cutting an estimated $26.3M.

  • 207 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q3 2020, up from 169 in Q2 2020.
  • Funds reported $2.65B of First Trust Smith Opportunistic Fixed Income ETF stock for Q3 2020, up 40% quarter-over-quarter.
  • 41 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q3 2020 and 3 closed out, a net change of +38 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q3 2020 was Wells Fargo, an estimated $86.7M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q3 2020 was Horizon Investments, an estimated $26.3M sold.

Based on aggregated 13F filings for Q3 2020.