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First Trust Smith Opportunistic Fixed Income ETF

296 hedge funds and large institutions have $2.56B invested in First Trust Smith Opportunistic Fixed Income ETF in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 98 increasing their positions, 138 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 29

5.25% more ownership

Funds ownership: 79.52%84.76% (+5.2%)

4% more funds holding

Funds holding: 284296 (+12)

3% more funds holding in top 10

Funds holding in top 10: 3536 (+1)

4% less capital invested

Capital invested by funds: $2.67B → $2.56B (-$104M)

29% less repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 138

Holders
296
Holders Change
+12
Holders Change %
+4.23%
% of All Funds
4.76%
Holding in Top 10
36
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.86%
% of All Funds
0.58%
New
44
Increased
98
Reduced
138
Closed
29
Calls
$4K
Puts
Net Calls
+$4K
Net Calls Change
+$4K
Name Holding Trade Value Shares
Change
Change in
Stake
SEIA
1
Signature Estate & Investment Advisors
California
$228M +$10.1M +230,680 +5%
Morgan Stanley
2
Morgan Stanley
New York
$217M -$32.8M -752,544 -13%
LPL Financial
3
LPL Financial
California
$169M -$24.9M -571,550 -13%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$126M +$12.1M +278,496 +11%
Wells Fargo
5
Wells Fargo
California
$104M -$6.04M -138,536 -6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$81M +$4.31M +98,752 +6%
HI
7
Horizon Investments
North Carolina
$70.8M +$2.63M +60,282 +4%
ACM
8
Advance Capital Management
Michigan
$66.9M -$179M -4,092,977 -73%
Osaic Holdings
9
Osaic Holdings
Arizona
$62.1M +$7.74M +177,528 +14%
Bank of America
10
Bank of America
North Carolina
$57.7M +$18.7M +428,128 +48%
RJA
11
Raymond James & Associates
Florida
$55.8M +$5.15M +118,039 +10%
LI
12
LVZ Inc
Michigan
$49.1M -$648K -14,855 -1%
UBS Group
13
UBS Group
Switzerland
$48.6M -$1.31M -30,023 -3%
BWL
14
Bogart Wealth LLC
Virginia
$42.4M -$19.9M -455,907 -32%
HFS
15
Hantz Financial Services
Michigan
$37.9M +$11.7M +268,181 +45%
GWM
16
GDS Wealth Management
Texas
$35.4M +$28.2M +646,693 +409%
KAS
17
Kestra Advisory Services
Texas
$32.8M +$19.1M +437,949 +142%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$31.9M +$11.3M +259,480 +55%
CAS
19
Coppell Advisory Solutions
Texas
$31.5M +$31.3M +717,264 New
CASC
20
Coppell Advisory Solutions Corp
Texas
$31.5M +$31.3M +717,264 New
AWM
21
AE Wealth Management
Kansas
$25.2M +$3.02M +69,238 +14%
AFA
22
American Financial Advisors
Georgia
$24.6M -$35.8K -820 -0.1%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$24.5M +$5.48M +125,571 +29%
CAN
24
Cetera Advisor Networks
California
$23.9M +$14.5M +331,608 +156%
PI
25
PFS Investments
Georgia
$21.9M +$6.12M +140,198 +39%

FIXD Hedge Fund Activity: Q4 2022 in Review

296 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q4 2022, worth a combined $2.56B — down 3.9% from $2.67B a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new FIXD positions and 29 closed out — a net gain of 15 holders — while 98 added to existing stakes and 138 trimmed.

The largest buyer was GDS Wealth Management, adding an estimated $28.2M. The largest seller was Advance Capital Management, cutting an estimated $179M.

  • 296 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q4 2022, up from 284 in Q3 2022.
  • Funds reported $2.56B of First Trust Smith Opportunistic Fixed Income ETF stock for Q4 2022, down 3.9% quarter-over-quarter.
  • 44 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q4 2022 and 29 closed out, a net change of +15 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q4 2022 was GDS Wealth Management, an estimated $28.2M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q4 2022 was Advance Capital Management, an estimated $179M sold.

Based on aggregated 13F filings for Q4 2022.