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First Trust Smith Opportunistic Fixed Income ETF

47 hedge funds and large institutions have $175M invested in First Trust Smith Opportunistic Fixed Income ETF in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 26 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 9

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

0% more funds holding

Funds holding: 4747 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $179M → $175M (-$3.59M)

289.85% less ownership

Funds ownership: 352.28%62.43% (-290%)

Holders
47
Holders Change
Holders Change %
0%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
26
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$50.3M -$7.3M -146,511 -13%
LI
2
LVZ Inc
Michigan
$27.5M +$3.75M +75,239 +16%
LPL Financial
3
LPL Financial
California
$13.3M +$2.45M +49,198 +23%
Bank of America
4
Bank of America
North Carolina
$11.3M -$1.62M -32,425 -13%
BCI
5
Brinker Capital Investments
Pennsylvania
$10.6M +$5.7M +114,399 +114%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$8.53M +$7.78M +156,104 +1,003%
AW
7
ACG Wealth
Georgia
$7.42M +$696K +13,972 +10%
RJA
8
Raymond James & Associates
Florida
$6.86M +$265K +5,322 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.22M +$992K +19,916 +19%
ACM
10
Aviance Capital Management
Florida
$4.93M -$6.23M -125,134 -56%
Jane Street
11
Jane Street
New York
$3.54M +$3.55M +71,210 New
AG
12
Advisor Group
Arizona
$3.04M +$1.53M +30,615 +100%
FAAS
13
First Allied Advisory Services
California
$2.86M -$205K -4,116 -7%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.62M +$2.63M +52,769 New
CWM
15
Cornerstone Wealth Management
Missouri
$2.56M +$597K +11,989 +30%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.41M +$182K +3,656 +8%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.5M +$186K +3,743 +14%
HFS
18
HL Financial Services
Kentucky
$1.19M -$680K -13,652 -36%
IA
19
IFP Advisors
Florida
$1.09M
VF
20
Virtu Financial
New York
$844K +$360K +7,216 +74%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$795K +$199 +4 +0%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$684K +$151K +3,029 +28%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$607K +$606K +12,159 +17,125%
Stifel Financial
24
Stifel Financial
Missouri
$511K +$14.3K +288 +3%
QCIG
25
Quad-Cities Investment Group
Iowa
$502K +$504K +10,116 New

FIXD Hedge Fund Activity: Q1 2018 in Review

47 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q1 2018, worth a combined $175M — down 2% from $179M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FIXD positions and 6 closed out — a net gain of 2 holders — while 26 added to existing stakes and 9 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $7.78M. The largest seller was Morgan Stanley, cutting an estimated $7.3M.

  • 47 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q1 2018, unchanged from Q4 2017.
  • Funds reported $175M of First Trust Smith Opportunistic Fixed Income ETF stock for Q1 2018, down 2% quarter-over-quarter.
  • 8 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q1 2018 and 6 closed out, a net change of +2 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q1 2018 was Raymond James Financial Services Advisors, an estimated $7.78M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q1 2018 was Morgan Stanley, an estimated $7.3M sold.

Based on aggregated 13F filings for Q1 2018.