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First Trust Smith Opportunistic Fixed Income ETF

306 hedge funds and large institutions have $3.37B invested in First Trust Smith Opportunistic Fixed Income ETF in 2023 Q1 according to their latest regulatory filings, with 45 funds opening new positions, 151 increasing their positions, 91 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more repeat investments, than reductions

Existing positions increased: 151 | Existing positions reduced: 91

55% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 29

31% more capital invested

Capital invested by funds: $2.56B → $3.37B (+$803M)

14% more funds holding in top 10

Funds holding in top 10: 3641 (+5)

3% more funds holding

Funds holding: 296306 (+10)

1.6% more ownership

Funds ownership: 84.76%86.36% (+1.6%)

Holders
306
Holders Change
+10
Holders Change %
+3.38%
% of All Funds
4.88%
Holding in Top 10
41
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+13.89%
% of All Funds
0.65%
New
45
Increased
151
Reduced
91
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$308M +$84.9M +1,895,163 +38%
SEIA
2
Signature Estate & Investment Advisors
California
$245M +$11.7M +260,999 +5%
M1FG
3
Mach-1 Financial Group
Arkansas
$230M +$792K +17,673 +18%
LPL Financial
4
LPL Financial
California
$215M +$40.7M +907,715 +24%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$162M +$32.9M +734,754 +26%
Wells Fargo
6
Wells Fargo
California
$142M +$35M +780,348 +33%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$115M +$31.5M +702,235 +38%
Osaic Holdings
8
Osaic Holdings
Arizona
$79.8M +$15.9M +354,873 +25%
RJA
9
Raymond James & Associates
Florida
$75.4M +$18.1M +402,847 +32%
UBS Group
10
UBS Group
Switzerland
$73M +$23M +512,988 +46%
Bank of America
11
Bank of America
North Carolina
$72.7M +$13.4M +298,816 +23%
HI
12
Horizon Investments
North Carolina
$69.5M -$3.18M -70,845 -4%
LI
13
LVZ Inc
Michigan
$55.2M +$4.76M +106,271 +10%
HFS
14
Hantz Financial Services
Michigan
$46M +$7.04M +157,004 +18%
BWL
15
Bogart Wealth LLC
Virginia
$41.7M -$1.72M -38,344 -4%
GWM
16
GDS Wealth Management
Texas
$39.6M +$3.31M +73,951 +9%
ACG
17
Allen Capital Group
Nebraska
$39M +$38.8M +866,433 New
PI
18
PFS Investments
Georgia
$38.3M +$15.4M +342,982 +69%
PAG
19
Private Advisor Group
New Jersey
$37.2M +$7.7M +171,792 +26%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$35.6M +$2.78M +62,073 +9%
TCWA
21
Ten Capital Wealth Advisors
Washington
$32M +$31.8M +710,285 New
Stifel Financial
22
Stifel Financial
Missouri
$31M +$26.5M +591,937 +620%
IA
23
IFP Advisors
Florida
$30.9M +$12.9M +288,592 +86%
AWM
24
AE Wealth Management
Kansas
$28.9M +$3M +67,016 +12%
ACM
25
Advance Capital Management
Michigan
$28.5M -$39.9M -890,765 -59%

FIXD Hedge Fund Activity: Q1 2023 in Review

306 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q1 2023, worth a combined $3.37B — up 31% from $2.56B a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new FIXD positions and 29 closed out — a net gain of 16 holders — while 151 added to existing stakes and 91 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $84.9M. The largest seller was Advance Capital Management, cutting an estimated $39.9M.

  • 306 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q1 2023, up from 296 in Q4 2022.
  • Funds reported $3.37B of First Trust Smith Opportunistic Fixed Income ETF stock for Q1 2023, up 31% quarter-over-quarter.
  • 45 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q1 2023 and 29 closed out, a net change of +16 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q1 2023 was Morgan Stanley, an estimated $84.9M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q1 2023 was Advance Capital Management, an estimated $39.9M sold.

Based on aggregated 13F filings for Q1 2023.