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First Trust Smith Opportunistic Fixed Income ETF

169 hedge funds and large institutions have $1.89B invested in First Trust Smith Opportunistic Fixed Income ETF in 2020 Q2 according to their latest regulatory filings, with 43 funds opening new positions, 97 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

411% more repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 19

258% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 12

79% more capital invested

Capital invested by funds: $1.06B → $1.89B (+$834M)

58% more funds holding in top 10

Funds holding in top 10: 1219 (+7)

22% more funds holding

Funds holding: 138169 (+31)

4.18% more ownership

Funds ownership: 65.44%69.62% (+4.2%)

Holders
169
Holders Change
+31
Holders Change %
+22.46%
% of All Funds
3.47%
Holding in Top 10
19
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+58.33%
% of All Funds
0.39%
New
43
Increased
97
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$249M +$82.7M +1,529,651 +51%
Wells Fargo
2
Wells Fargo
California
$169M +$86.5M +1,600,184 +108%
LPL Financial
3
LPL Financial
California
$167M +$100M +1,856,698 +156%
HI
4
Horizon Investments
North Carolina
$87.9M +$56.2M +1,040,331 +183%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$84.7M +$31.5M +582,570 +60%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$70.9M +$44.9M +831,436 +179%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$68.5M +$31.7M +586,913 +89%
Bank of America
8
Bank of America
North Carolina
$54.5M +$23.1M +428,022 +76%
UBS Group
9
UBS Group
Switzerland
$50.8M +$14.2M +262,600 +40%
AI
10
Atria Investments
North Carolina
$48.7M +$22.1M +408,143 +85%
LI
11
LVZ Inc
Michigan
$43.5M +$860K +15,915 +2%
RJA
12
Raymond James & Associates
Florida
$37.3M +$20.5M +379,848 +126%
First Trust Advisors
13
First Trust Advisors
Illinois
$36.9M +$2.98M +55,200 +9%
Osaic Holdings
14
Osaic Holdings
Arizona
$31.7M +$4.11M +75,951 +15%
AWM
15
AE Wealth Management
Kansas
$26.9M +$12.2M +225,085 +84%
CAS
16
Cascadia Advisory Services
Oregon
$24.2M +$23.9M +441,994 New
SWA
17
SFMG Wealth Advisors
Texas
$23.9M +$23.5M +435,374 New
SS
18
Simplicity Solutions
Minnesota
$23.5M +$10.4M +191,645 +81%
PAG
19
Private Advisor Group
New Jersey
$22.1M +$14.8M +274,119 +211%
AWMS
20
Advocacy Wealth Management Services
Georgia
$21.9M +$21.6M +399,908 New
BCI
21
Brinker Capital Investments
Pennsylvania
$20.9M
AFA
22
American Financial Advisors
Georgia
$20M -$148K -2,736 -0.8%
PI
23
PFS Investments
Georgia
$18.7M +$11.5M +213,028 +165%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$17.8M +$12.4M +230,104 +245%
EIA
25
Eldridge Investment Advisors
New Hampshire
$17.1M +$1.07M +19,732 +7%

FIXD Hedge Fund Activity: Q2 2020 in Review

169 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q2 2020, worth a combined $1.89B — up 79% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new FIXD positions and 12 closed out — a net gain of 31 holders — while 97 added to existing stakes and 19 trimmed.

The largest buyer was LPL Financial, adding an estimated $100M. The largest seller was Allworth Financial, cutting an estimated $54.9M.

  • 169 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q2 2020, up from 138 in Q1 2020.
  • Funds reported $1.89B of First Trust Smith Opportunistic Fixed Income ETF stock for Q2 2020, up 79% quarter-over-quarter.
  • 43 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q2 2020 and 12 closed out, a net change of +31 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q2 2020 was LPL Financial, an estimated $100M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q2 2020 was Allworth Financial, an estimated $54.9M sold.

Based on aggregated 13F filings for Q2 2020.