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First Trust Smith Opportunistic Fixed Income ETF
FIXD

17 hedge funds and large institutions have $29.1M invested in First Trust Smith Opportunistic Fixed Income ETF in 2017 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 4 increasing their positions, 1 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

300% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 1

113% more funds holding

Funds holding: 8 → 17 (+9)

57.39% more ownership

Funds ownership: 0% → 57.39% (+57%)

50% more capital invested

Capital invested by funds: $19.5M → $29.1M (+$9.65M)

Holders
17
Holders Change
+9
Holders Change %
+112.5%
% of All Funds
0.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
4
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$6.18M
2
FAAS
First Allied Advisory Services
California
+$2.23M
3
HFS
HL Financial Services
Kentucky
+$1.7M
4
JP Morgan Chase
JP Morgan Chase
New York
+$1.24M
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.02M

Top Sellers

1
CS
Credit Suisse
Switzerland
-$3.29M
2
Goldman Sachs
Goldman Sachs
New York
-$2.04M
3
Jane Street
Jane Street
New York
-$833K
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$7.95M -$2.04M -40,325 -20%
LPL Financial
2
LPL Financial
California
$6.19M +$6.18M +122,019 New
BCI
3
Brinker Capital Investments
Pennsylvania
$3.8M – – –
FAAS
4
First Allied Advisory Services
California
$2.23M +$2.23M +44,002 New
JP Morgan Chase
5
JP Morgan Chase
New York
$1.9M +$1.24M +24,370 +187%
HFS
6
HL Financial Services
Kentucky
$1.7M +$1.7M +33,579 New
RJA
7
Raymond James & Associates
Florida
$1.53M +$679K +13,393 +80%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.02M +$1.02M +20,088 New
Bank of America
9
Bank of America
North Carolina
$1.01M +$998K +19,691 +9,513%
PAG
10
Private Advisor Group
New Jersey
$571K +$572K +11,286 New
Citadel Advisors
11
Citadel Advisors
Florida
$509K +$509K +10,047 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$309K +$119K +2,350 +63%
MML Investors Services
13
MML Investors Services
Massachusetts
$207K +$207K +4,075 New
DADC
14
D.A. Davidson & Co
Montana
$148K +$148K +2,920 New
BTIS
15
BB&T Investment Services
North Carolina
$15K +$15.1K +298 New
ACM
16
Aviance Capital Management
Florida
$10K +$9.68K +191 New
PFGIA
17
Patriot Financial Group Insurance Agency
Massachusetts
$9K +$8.72K +172 New
CS
18
Credit Suisse
Switzerland
– -$3.29M -65,710 Closed
Jane Street
19
Jane Street
New York
– -$833K -16,615 Closed

FIXD Hedge Fund Activity: Q2 2017 in Review

17 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q2 2017, worth a combined $29.1M — up 50% from $19.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FIXD positions and 2 closed out — a net gain of 9 holders — while 4 added to existing stakes and 1 trimmed.

The largest buyer was LPL Financial, opening a new position worth an estimated $6.18M. The largest seller was Credit Suisse, exiting entirely with an estimated $3.29M sold.

  • 17 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q2 2017, up from 8 in Q1 2017.
  • Funds reported $29.1M of First Trust Smith Opportunistic Fixed Income ETF stock for Q2 2017, up 50% quarter-over-quarter.
  • 11 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q2 2017 and 2 closed out, a net change of +9 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q2 2017 was LPL Financial, an estimated $6.18M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q2 2017 was Credit Suisse, an estimated $3.29M sold.

Based on aggregated 13F filings for Q2 2017.