Ladenburg Thalmann Financial Services’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FIXD Stock Details FIXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$13.4M	Buy	263,779 +158,896	+151%	+$8.32M	0.08%	236
2019 Q3	$5.52M	Buy	104,883 +34,156	+48%	+$1.79M	0.04%	431
2019 Q2	$3.66M	Buy	70,727 +334	+0.5%	+$17K	0.03%	555
2019 Q1	$3.55M	Sell	70,393 -352	-0.5%	-$17.5K	0.03%	548
2018 Q4	$3.5M	Buy	70,745 +14,374	+25%	+$701K	0.03%	479
2018 Q3	$2.76M	Buy	56,371 +7,811	+16%	+$385K	0.02%	596
2018 Q2	$2.41M	Hold	48,560	–	–	0.02%	623
2018 Q1	$2.41M	Buy	48,560 +3,656	+8%	+$182K	0.02%	623
2017 Q4	$2.28M	Buy	44,904 +16,542	+58%	+$840K	0.02%	626
2017 Q3	$1.44M	Buy	28,362 +8,274	+41%	+$421K	0.02%	790
2017 Q2	$1.02M	Buy	+20,088	New	+$1.02M	0.01%	929

Other funds holding FIXD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

PHH Investments Addison, Texas $378M AUM 19.74% 1-Year Est. Return

LVZ Inc Holland, Michigan $984M AUM 17.9% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FIXD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Smith Opportunistic Fixed Income ETF (FIXD) stake by 151% in Q4 2019, buying an estimated $8.32M and bringing the position to 263,779 shares worth $13.4M. The position accounts for 0.08% of the portfolio, ranked #236.

Ladenburg Thalmann Financial Services first reported a position in FIXD in Q2 2017 and has held it in 11 quarters since. 132 funds tracked by Wall St. Rank hold FIXD as of Q4 2019.

Ladenburg Thalmann Financial Services held 263,779 shares of First Trust Smith Opportunistic Fixed Income ETF worth $13.4M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 158,896 First Trust Smith Opportunistic Fixed Income ETF shares in Q4 2019, an estimated $8.32M.
First Trust Smith Opportunistic Fixed Income ETF made up 0.08% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #236 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Smith Opportunistic Fixed Income ETF in Q2 2017 and has held it in 11 quarters since.
132 funds tracked by Wall St. Rank held First Trust Smith Opportunistic Fixed Income ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.