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First Trust Smith Opportunistic Fixed Income ETF

331 hedge funds and large institutions have $3.72B invested in First Trust Smith Opportunistic Fixed Income ETF in 2023 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 173 increasing their positions, 91 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

207% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 15

90% more repeat investments, than reductions

Existing positions increased: 173 | Existing positions reduced: 91

11% more capital invested

Capital invested by funds: $3.37B → $3.72B (+$358M)

8% more funds holding

Funds holding: 306331 (+25)

2% more funds holding in top 10

Funds holding in top 10: 4142 (+1)

0.63% more ownership

Funds ownership: 86.36%86.99% (+0.63%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $19.5M

Holders
331
Holders Change
+25
Holders Change %
+8.17%
% of All Funds
5.2%
Holding in Top 10
42
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.44%
% of All Funds
0.66%
New
46
Increased
173
Reduced
91
Closed
15
Calls
Puts
$19.5M
Net Calls
-$19.5M
Net Calls Change
-$19.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$396M +$95.4M +2,130,572 +31%
LPL Financial
2
LPL Financial
California
$261M +$51.4M +1,147,232 +24%
SEIA
3
Signature Estate & Investment Advisors
California
$250M +$9.95M +222,143 +4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$196M +$37.7M +842,417 +23%
Wells Fargo
5
Wells Fargo
California
$177M +$38.6M +862,821 +27%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$122M +$9.34M +208,708 +8%
UBS Group
7
UBS Group
Switzerland
$110M +$39.1M +872,875 +54%
Osaic Holdings
8
Osaic Holdings
Arizona
$98.6M +$21M +468,736 +27%
RJA
9
Raymond James & Associates
Florida
$84.5M +$10.7M +239,905 +14%
Bank of America
10
Bank of America
North Carolina
$80.9M +$9.79M +218,556 +14%
HI
11
Horizon Investments
North Carolina
$57M -$11.3M -252,283 -16%
LI
12
LVZ Inc
Michigan
$55.4M +$1.31M +29,258 +2%
HFS
13
Hantz Financial Services
Michigan
$51.5M +$6.53M +145,797 +14%
SI
14
Stephens Inc
Arkansas
$50.6M +$51.3M +1,145,999 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$43.1M +$10.9M +242,964 +33%
PAG
16
Private Advisor Group
New Jersey
$43M +$6.66M +148,728 +18%
BWL
17
Bogart Wealth LLC
Virginia
$41.7M +$824K +18,400 +2%
GWM
18
GDS Wealth Management
Texas
$41.1M +$2.33M +52,042 +6%
ACG
19
Allen Capital Group
Nebraska
$40.2M +$2M +44,635 +5%
PI
20
PFS Investments
Georgia
$39.5M +$2.39M +53,428 +6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$38.5M +$18.8M +419,141 +92%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$38.3M +$3.44M +76,900 +10%
PVI
23
Pine Valley Investments
New Jersey
$36M +$33.2M +741,555 +1,009%
Truist Financial
24
Truist Financial
North Carolina
$33.7M +$10.2M +228,243 +43%
KAS
25
Kestra Advisory Services
Texas
$33.4M +$9.79M +218,646 +41%

FIXD Hedge Fund Activity: Q2 2023 in Review

331 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q2 2023, worth a combined $3.72B — up 11% from $3.37B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new FIXD positions and 15 closed out — a net gain of 31 holders — while 173 added to existing stakes and 91 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $95.4M. The largest seller was IFP Advisors, cutting an estimated $17.9M.

  • 331 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q2 2023, up from 306 in Q1 2023.
  • Funds reported $3.72B of First Trust Smith Opportunistic Fixed Income ETF stock for Q2 2023, up 11% quarter-over-quarter.
  • 46 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q2 2023 and 15 closed out, a net change of +31 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q2 2023 was Morgan Stanley, an estimated $95.4M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q2 2023 was IFP Advisors, an estimated $17.9M sold.

Based on aggregated 13F filings for Q2 2023.