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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$404M +$15.9M +364,622 +4%
LPL Financial
2
LPL Financial
California
$316M -$37.2M -852,359 -11%
Wells Fargo
3
Wells Fargo
California
$207M -$52.3M -1,198,711 -20%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$101M +$2.46M +56,459 +2%
Raymond James Financial
5
Raymond James Financial
Florida
$94.6M -$28.2M -646,972 -23%
Ameriprise
6
Ameriprise
Minnesota
$74.6M -$26.3M -602,748 -26%
HighTower Advisors
7
HighTower Advisors
Illinois
$70.1M -$1.45M -33,280 -2%
UBS Group
8
UBS Group
Switzerland
$66.8M -$192K -4,398 -0.3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$66.3M -$760K -17,410 -1%
Truist Financial
10
Truist Financial
North Carolina
$54.1M +$1.58M +36,168 +3%
NA
11
NewEdge Advisors
Louisiana
$46.8M +$9.45M +216,559 +25%
Bank of America
12
Bank of America
North Carolina
$41.2M +$1.23M +28,208 +3%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$41M -$224K -5,136 -0.5%
GWM
14
Geneos Wealth Management
Colorado
$38.7M +$1.33M +30,568 +4%
P
15
&Partners
Tennessee
$35.4M +$3.86M +88,317 +12%
Osaic Holdings
16
Osaic Holdings
Arizona
$35.2M +$2.13M +48,876 +6%
GWM
17
GDS Wealth Management
Texas
$34.2M +$4.28M +97,946 +14%
AAP
18
Arax Advisory Partners
Colorado
$31.5M +$3.68M +84,289 +13%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$29.4M -$3.99M -91,423 -12%
GLR
20
Great Lakes Retirement
Ohio
$28.6M +$726K +16,637 +3%
PNC
21
Park National Corp
Ohio
$27.5M +$6.15M +140,906 +29%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$26.6M -$5.7M -130,488 -18%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$26.3M +$2.81M +64,335 +12%
PFS
24
Prospera Financial Services
Texas
$23M -$391K -8,962 -2%
Stifel Financial
25
Stifel Financial
Missouri
$22.4M -$2.48M -56,840 -10%