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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$334M +$50.8M +922,299 +18%
Wells Fargo
2
Wells Fargo
California
$308M +$53.6M +972,451 +21%
LPL Financial
3
LPL Financial
California
$285M +$57.3M +1,039,274 +25%
Bank of America
4
Bank of America
North Carolina
$127M +$20.1M +364,727 +19%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$105M +$12M +218,642 +13%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$102M +$14.5M +263,994 +17%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$99.6M +$735K +13,343 +0.7%
UBS Group
8
UBS Group
Switzerland
$79.2M +$12.2M +221,881 +18%
RJA
9
Raymond James & Associates
Florida
$74.6M +$20.2M +366,186 +37%
AWMS
10
Advocacy Wealth Management Services
Georgia
$57.9M +$4.93M +89,542 +9%
KAS
11
Kestra Advisory Services
Texas
$57.7M +$5.11M +92,735 +10%
Osaic Holdings
12
Osaic Holdings
Arizona
$56.8M +$7.21M +130,798 +14%
LI
13
LVZ Inc
Michigan
$48.3M +$3.59M +65,112 +8%
AI
14
Atria Investments
North Carolina
$47.2M -$2.06M -37,305 -4%
PAG
15
Private Advisor Group
New Jersey
$44.1M +$15.4M +279,311 +53%
TAM
16
Tucker Asset Management
Colorado
$42.7M +$43M +781,034 New
AWM
17
AE Wealth Management
Kansas
$39.4M +$10.7M +194,808 +37%
DWM
18
Darwin Wealth Management
Florida
$37.3M -$2.54M -46,088 -6%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$36.1M +$7.09M +128,776 +24%
SS
20
Simplicity Solutions
Minnesota
$35M +$9.47M +171,948 +37%
KIG
21
Kowal Investment Group
Wisconsin
$33.8M +$34.4M +623,836 New
Jane Street
22
Jane Street
New York
$30.1M +$11.2M +202,483 +58%
SPIA
23
Steward Partners Investment Advisory
New York
$29.6M +$8.94M +162,295 +43%
PI
24
PFS Investments
Georgia
$29.3M +$8.48M +153,842 +40%
BWL
25
Bogart Wealth LLC
Virginia
$28.3M +$2.6M +47,110 +10%