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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$285M +$34.9M +631,987 +14%
Wells Fargo
2
Wells Fargo
California
$256M +$86.7M +1,568,442 +51%
LPL Financial
3
LPL Financial
California
$229M +$62.1M +1,122,524 +37%
Bank of America
4
Bank of America
North Carolina
$108M +$53.1M +959,338 +96%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$99.4M +$30.8M +556,997 +45%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$94M +$8.96M +162,077 +10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$87.5M +$16.4M +295,780 +23%
UBS Group
8
UBS Group
Switzerland
$67.5M +$16.5M +298,491 +32%
HI
9
Horizon Investments
North Carolina
$62.2M -$26.3M -475,277 -30%
RJA
10
Raymond James & Associates
Florida
$54.9M +$17.5M +316,470 +46%
KAS
11
Kestra Advisory Services
Texas
$53.4M +$53.2M +962,787 New
AWMS
12
Advocacy Wealth Management Services
Georgia
$53.4M +$31.4M +567,947 +142%
Osaic Holdings
13
Osaic Holdings
Arizona
$49.8M +$18.2M +329,093 +57%
AI
14
Atria Investments
North Carolina
$49.5M +$580K +10,485 +1%
LI
15
LVZ Inc
Michigan
$45M +$1.28M +23,121 +3%
Qube Research & Technologies (QRT)
16
Qube Research & Technologies (QRT)
United Kingdom
$41.4M +$26.8M +484,798 +181%
DWM
17
Darwin Wealth Management
Florida
$40.1M +$26.2M +473,516 +186%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$29.2M +$18M +324,814 +157%
SWA
19
SFMG Wealth Advisors
Texas
$29.1M +$5.12M +92,667 +21%
PAG
20
Private Advisor Group
New Jersey
$28.9M +$6.75M +122,137 +30%
AWM
21
AE Wealth Management
Kansas
$28.9M +$1.85M +33,407 +7%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$26M +$8.17M +147,809 +46%
BWL
23
Bogart Wealth LLC
Virginia
$25.9M +$9.1M +164,519 +54%
SS
24
Simplicity Solutions
Minnesota
$25.7M +$2.14M +38,634 +9%
CAS
25
Cascadia Advisory Services
Oregon
$25.3M +$934K +16,890 +4%