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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$396M +$95.4M +2,130,572 +31%
LPL Financial
2
LPL Financial
California
$261M +$51.4M +1,147,232 +24%
SEIA
3
Signature Estate & Investment Advisors
California
$250M +$9.95M +222,143 +4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$196M +$37.7M +842,417 +23%
Wells Fargo
5
Wells Fargo
California
$177M +$38.6M +862,821 +27%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$122M +$9.34M +208,708 +8%
UBS Group
7
UBS Group
Switzerland
$110M +$39.1M +872,875 +54%
Osaic Holdings
8
Osaic Holdings
Arizona
$98.6M +$21M +468,736 +27%
RJA
9
Raymond James & Associates
Florida
$84.5M +$10.7M +239,905 +14%
Bank of America
10
Bank of America
North Carolina
$80.9M +$9.79M +218,556 +14%
HI
11
Horizon Investments
North Carolina
$57M -$11.3M -252,283 -16%
LI
12
LVZ Inc
Michigan
$55.4M +$1.31M +29,258 +2%
HFS
13
Hantz Financial Services
Michigan
$51.5M +$6.53M +145,797 +14%
SI
14
Stephens Inc
Arkansas
$50.6M +$51.3M +1,145,999 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$43.1M +$10.9M +242,964 +33%
PAG
16
Private Advisor Group
New Jersey
$43M +$6.66M +148,728 +18%
BWL
17
Bogart Wealth LLC
Virginia
$41.7M +$824K +18,400 +2%
GWM
18
GDS Wealth Management
Texas
$41.1M +$2.33M +52,042 +6%
ACG
19
Allen Capital Group
Nebraska
$40.2M +$2M +44,635 +5%
PI
20
PFS Investments
Georgia
$39.5M +$2.39M +53,428 +6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$38.5M +$18.8M +419,141 +92%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$38.3M +$3.44M +76,900 +10%
PVI
23
Pine Valley Investments
New Jersey
$36M +$33.2M +741,555 +1,009%
Truist Financial
24
Truist Financial
North Carolina
$33.7M +$10.2M +228,243 +43%
KAS
25
Kestra Advisory Services
Texas
$33.4M +$9.79M +218,646 +41%