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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$442M -$94.4M -2,154,201 -17%
LPL Financial
2
LPL Financial
California
$363M -$43M -981,030 -10%
Wells Fargo
3
Wells Fargo
California
$271M -$32.2M -734,439 -10%
Raymond James Financial
4
Raymond James Financial
Florida
$158M +$161M +3,683,621 New
UBS Group
5
UBS Group
Switzerland
$142M -$27.2M -621,846 -16%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$111M -$29M -661,148 -20%
CAS
7
Coppell Advisory Solutions
Texas
$85.9M +$41.8M +954,342 +92%
Ameriprise
8
Ameriprise
Minnesota
$73.8M +$18.4M +419,858 +32%
Goldman Sachs
9
Goldman Sachs
New York
$66.6M +$67.9M +1,550,935 New
ACG
10
Allen Capital Group
Nebraska
$57.5M +$3.68M +84,052 +7%
Truist Financial
11
Truist Financial
North Carolina
$57M +$15.7M +358,868 +37%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$51.5M -$14.9M -340,461 -22%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$50.1M -$1.12M -25,598 -2%
Osaic Holdings
14
Osaic Holdings
Arizona
$49.2M +$11.1M +254,304 +29%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$45.1M +$1.71M +39,106 +4%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$45.1M +$979K +22,347 +2%
PVI
17
Pine Valley Investments
New Jersey
$42.9M -$10.1M -231,079 -19%
Citadel Advisors
18
Citadel Advisors
Florida
$41.1M +$34M +775,079 +428%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$40.7M +$667K +15,236 +2%
Stifel Financial
20
Stifel Financial
Missouri
$40.1M -$765K -17,460 -2%
Bank of America
21
Bank of America
North Carolina
$39.7M +$1.98M +45,305 +5%
LRWA
22
Long Run Wealth Advisors
New York
$38.9M +$2.07M +47,345 +6%
P
23
&Partners
Tennessee
$36.7M +$14M +320,754 +59%
HighTower Advisors
24
HighTower Advisors
Illinois
$35.2M -$1.35M -30,834 -4%
NA
25
NewEdge Advisors
Louisiana
$34.1M +$1.08M +24,679 +3%