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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$410M -$40.7M -938,337 -9%
LPL Financial
2
LPL Financial
California
$322M -$47.6M -1,096,927 -13%
Wells Fargo
3
Wells Fargo
California
$277M -$25.6K -591 -0%
UBS Group
4
UBS Group
Switzerland
$149M +$4.3M +99,289 +3%
Raymond James Financial
5
Raymond James Financial
Florida
$144M -$17.2M -396,943 -11%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$89.8M -$23M -529,588 -21%
Osaic Holdings
7
Osaic Holdings
Arizona
$60.9M +$10.5M +243,289 +21%
Ameriprise
8
Ameriprise
Minnesota
$60.2M -$14.9M -342,950 -20%
Truist Financial
9
Truist Financial
North Carolina
$54.1M -$3.95M -91,028 -7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$48.1M -$2.96M -68,268 -6%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$45.1M
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$41.8M +$286K +6,608 +0.7%
Bank of America
13
Bank of America
North Carolina
$41.5M +$915K +21,105 +2%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$41.2M -$4.74M -109,267 -10%
LRWA
15
Long Run Wealth Advisors
New York
$41M +$1.27M +29,324 +3%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$39.1M -$13.3M -307,925 -26%
HighTower Advisors
17
HighTower Advisors
Illinois
$37M +$1.05M +24,180 +3%
CFS
18
Commonwealth Financial Services
West Virginia
$31.9M -$266K -6,126 -0.8%
NA
19
NewEdge Advisors
Louisiana
$30.4M -$4.3M -99,219 -13%
P
20
&Partners
Tennessee
$29.8M -$7.71M -177,771 -21%
Stifel Financial
21
Stifel Financial
Missouri
$29.1M -$11.7M -270,168 -29%
GLR
22
Great Lakes Retirement
Ohio
$25.9M +$721K +16,635 +3%
AI
23
Atria Investments
North Carolina
$25.7M +$95.8K +2,209 +0.4%
LFG
24
Larson Financial Group
Missouri
$25.7M -$709K -16,360 -3%
DA
25
Drake & Associates
Wisconsin
$24.7M +$324K +7,481 +1%