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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.4M +$39.4M +752,786 +71%
PI
2
PHH Investments
Texas
$51.8M +$1M +19,176 +2%
LI
3
LVZ Inc
Michigan
$39M +$2.04M +38,876 +6%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$39M +$15.1M +288,244 +64%
Bank of America
5
Bank of America
North Carolina
$34M +$9.43M +180,192 +39%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$31.5M +$4.23M +80,710 +16%
LPL Financial
7
LPL Financial
California
$28M +$9.2M +175,650 +49%
AFA
8
American Financial Advisors
Georgia
$22.8M +$2.64M +50,462 +13%
HI
9
Horizon Investments
North Carolina
$22M +$21.9M +418,244 New
UBS Group
10
UBS Group
Switzerland
$20.6M +$5.27M +100,745 +35%
BCI
11
Brinker Capital Investments
Pennsylvania
$20M
EIA
12
Eldridge Investment Advisors
New Hampshire
$14.9M +$4.95M +94,508 +50%
PI
13
PFS Investments
Georgia
$14.5M +$14.4M +274,732 New
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$13M
Wells Fargo
15
Wells Fargo
California
$11.7M +$11.5M +219,995 +10,638%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$11M +$505K +9,637 +5%
AG
17
Advisor Group
Arizona
$8.9M +$6.9M +131,813 +354%
BCP
18
Blackhawk Capital Partners
Wisconsin
$8.08M -$330K -6,298 -4%
QA
19
Quantitative Advantage
Minnesota
$6.92M +$237K +4,518 +4%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$5.83M +$1.29M +24,723 +29%
First Trust Advisors
21
First Trust Advisors
Illinois
$5.62M +$4.19M +79,984 +300%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$5.52M +$1.79M +34,156 +48%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$5.16M +$1.23M +23,581 +32%
BFG
24
Barber Financial Group
Kansas
$4.64M +$10.2K +195 +0.2%
FAIM
25
Financial Advocates Investment Management
Washington
$4.47M +$800K +15,284 +22%