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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$393M +$9.27M +208,089 +2%
LPL Financial
2
LPL Financial
California
$314M +$27.3M +612,706 +9%
Wells Fargo
3
Wells Fargo
California
$263M +$10.8M +241,881 +4%
Ameriprise
4
Ameriprise
Minnesota
$145M +$23.1M +518,165 +19%
Raymond James Financial
5
Raymond James Financial
Florida
$128M +$7.76M +174,165 +6%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$96.8M -$3.82M -85,893 -4%
UBS Group
7
UBS Group
Switzerland
$67.6M +$35.9M +806,153 +112%
HighTower Advisors
8
HighTower Advisors
Illinois
$63.9M +$26.6M +596,226 +71%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$63.6M +$3.75M +84,129 +6%
Truist Financial
10
Truist Financial
North Carolina
$51.7M -$5.15M -115,700 -9%
Bank of America
11
Bank of America
North Carolina
$45M +$13M +291,483 +40%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$42M +$212K +4,758 +0.5%
Osaic Holdings
13
Osaic Holdings
Arizona
$37.3M -$17.3M -388,213 -32%
NA
14
NewEdge Advisors
Louisiana
$34.5M +$12.7M +285,894 +58%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$33.3M -$5.08M -114,175 -13%
CFS
16
Commonwealth Financial Services
West Virginia
$32.1M +$426K +9,559 +1%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$31.8M +$6.07M +136,363 +24%
P
18
&Partners
Tennessee
$30.1M -$551K -12,380 -2%
Mariner
19
Mariner
Kansas
$28.1M +$9.26M +207,841 +49%
GLR
20
Great Lakes Retirement
Ohio
$27.6M +$478K +10,737 +2%
GWM
21
GDS Wealth Management
Texas
$27M +$3.9M +87,521 +17%
AAP
22
Arax Advisory Partners
Colorado
$26.4M -$61.9M -1,389,613 -70%
GWM
23
Geneos Wealth Management
Colorado
$25M +$235K +5,280 +0.9%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$24.3M -$4.96M -111,291 -17%
Stifel Financial
25
Stifel Financial
Missouri
$23.9M +$573K +12,862 +2%