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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PI
1
PHH Investments
Texas
$46.1M +$232K +4,747 +0.5%
Morgan Stanley
2
Morgan Stanley
New York
$27M -$4.57M -93,790 -15%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$21.5M +$6.32M +129,541 +42%
LI
4
LVZ Inc
Michigan
$20.3M -$256K -5,258 -1%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$19.3M +$2.2M +45,131 +13%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$19.3M -$3.23M -66,238 -14%
BCI
7
Brinker Capital Investments
Pennsylvania
$18.7M -$776K -15,912 -4%
LPL Financial
8
LPL Financial
California
$9.48M -$1.11M -22,757 -11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.73M +$2.68M +54,936 +45%
Bank of America
10
Bank of America
North Carolina
$7.53M -$3.54M -72,526 -32%
QA
11
Quantitative Advantage
Minnesota
$5.57M +$5.5M +112,826 New
EIA
12
Eldridge Investment Advisors
New Hampshire
$4.91M +$2.84M +58,261 +141%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$3.5M +$701K +14,374 +25%
Goldman Sachs
14
Goldman Sachs
New York
$3.29M +$3.25M +66,651 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.6M +$1.02M +20,899 +65%
RJA
16
Raymond James & Associates
Florida
$2.49M +$140K +2,869 +6%
FAAS
17
First Allied Advisory Services
California
$2.29M -$108K -2,220 -5%
RCG
18
Ruggie Capital Group
Florida
$1.74M +$1.42M +29,142 +479%
AG
19
Advisor Group
Arizona
$1.57M +$32.9K +675 +2%
ACM
20
Aviance Capital Management
Florida
$1.54M -$2.25M -46,105 -60%
Stifel Financial
21
Stifel Financial
Missouri
$1.5M +$711K +14,578 +90%
FAIM
22
Financial Advocates Investment Management
Washington
$1.34M +$117K +2,406 +10%
W
23
WealthOne
New York
$1.31M +$1.3M +26,652 New
HFS
24
HL Financial Services
Kentucky
$1.03M -$189K -3,874 -16%
CWM
25
Cornerstone Wealth Management
Missouri
$997K +$987K +20,228 New