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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$498M +$89.4M +2,039,671 +22%
LPL Financial
2
LPL Financial
California
$400M +$44.1M +1,005,225 +12%
Wells Fargo
3
Wells Fargo
California
$316M +$43.3M +987,970 +16%
SEIA
4
Signature Estate & Investment Advisors
California
$295M +$32.2M +733,696 +12%
UBS Group
5
UBS Group
Switzerland
$157M -$4.58M -104,539 -3%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$155M -$38.2M -871,013 -20%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$142M +$3.37M +76,853 +2%
SWM
8
Spire Wealth Management
Virginia
$122M +$437K +9,972 +1%
RJA
9
Raymond James & Associates
Florida
$90.4M +$4.69M +107,010 +5%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$70M +$33.5M +764,778 +91%
CASC
11
Coppell Advisory Solutions Corp
Texas
$62.3M +$62.6M +1,428,264 New
PVI
12
Pine Valley Investments
New Jersey
$56.3M +$10.9M +249,244 +24%
LI
13
LVZ Inc
Michigan
$55M +$3.61M +82,418 +7%
Citadel Advisors
14
Citadel Advisors
Florida
$54.3M +$54.6M +1,245,168 New
Bank of America
15
Bank of America
North Carolina
$54M -$87.2M -1,989,067 -62%
ACG
16
Allen Capital Group
Nebraska
$50.3M +$3.54M +80,665 +8%
KAS
17
Kestra Advisory Services
Texas
$49.8M +$7.37M +168,175 +17%
Osaic Holdings
18
Osaic Holdings
Arizona
$49M -$43.2M -984,993 -47%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$45M +$10.2M +233,765 +29%
Stifel Financial
20
Stifel Financial
Missouri
$44.9M +$5.8M +132,268 +15%
PAG
21
Private Advisor Group
New Jersey
$41.2M +$5.3M +120,842 +15%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$38.2M +$1.67M +38,192 +5%
HighTower Advisors
23
HighTower Advisors
Illinois
$38.1M +$1.15M +26,325 +3%
Jane Street
24
Jane Street
New York
$37.4M +$37.6M +856,997 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$37.1M +$578K +13,182 +2%