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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$373M -$37M -853,293 -9%
LPL Financial
2
LPL Financial
California
$281M -$40.9M -942,101 -13%
Wells Fargo
3
Wells Fargo
California
$229M -$47.5M -1,093,178 -17%
Ameriprise
4
Ameriprise
Minnesota
$124M +$63.1M +1,454,463 +106%
Raymond James Financial
5
Raymond James Financial
Florida
$120M -$24.5M -563,274 -17%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$94.9M +$4.92M +113,256 +6%
Truist Financial
7
Truist Financial
North Carolina
$55.4M +$1.19M +27,438 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$52.8M +$4.61M +106,138 +10%
Osaic Holdings
9
Osaic Holdings
Arizona
$51.6M -$9.26M -213,202 -15%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$37.8M -$3.45M -79,477 -8%
UBS Group
11
UBS Group
Switzerland
$37.2M -$111M -2,550,659 -75%
HighTower Advisors
12
HighTower Advisors
Illinois
$36.9M -$61.8K -1,424 -0.2%
P
13
&Partners
Tennessee
$36.9M +$6.76M +155,640 +23%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$36.2M -$5.6M -128,871 -14%
Bank of America
15
Bank of America
North Carolina
$32.4M -$9.03M -207,991 -22%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$32M -$7.01M -161,519 -18%
CFS
17
Commonwealth Financial Services
West Virginia
$31M -$866K -19,954 -3%
GLR
18
Great Lakes Retirement
Ohio
$26.1M +$172K +3,961 +0.7%
DA
19
Drake & Associates
Wisconsin
$25.2M +$463K +10,663 +2%
GWM
20
Geneos Wealth Management
Colorado
$23.7M +$15.1M +348,307 +181%
Stifel Financial
21
Stifel Financial
Missouri
$23.7M -$5.39M -124,087 -19%
AI
22
Atria Investments
North Carolina
$23.5M -$2.18M -50,256 -9%
AAP
23
Arax Advisory Partners
Colorado
$23.5M +$3.54M +81,557 +18%
PFS
24
Prospera Financial Services
Texas
$23.4M +$2.53M +58,267 +12%
LWP
25
LeClair Wealth Partners
Ohio
$22.6M +$2.62M +60,421 +13%