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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$563M +$45.7M +1,023,873 +9%
LPL Financial
2
LPL Financial
California
$427M +$27.5M +615,776 +7%
SEIA
3
Signature Estate & Investment Advisors
California
$352M +$11.5M +257,223 +3%
Wells Fargo
4
Wells Fargo
California
$319M +$1.41M +31,584 +0.5%
UBS Group
5
UBS Group
Switzerland
$177M +$13M +291,750 +8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$147M +$7.45M +167,020 +5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$109M -$6.5M -145,697 -6%
RJA
8
Raymond James & Associates
Florida
$83M -$18.3M -409,943 -18%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$69.7M -$2.62M -58,685 -4%
Ameriprise
10
Ameriprise
Minnesota
$58.6M +$16.4M +366,832 +39%
LI
11
LVZ Inc
Michigan
$58.1M -$120K -2,695 -0.2%
ACG
12
Allen Capital Group
Nebraska
$56.8M +$2.47M +55,380 +5%
PVI
13
Pine Valley Investments
New Jersey
$55.6M -$5.11M -114,498 -9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$53.9M +$9.35M +209,772 +21%
CAS
15
Coppell Advisory Solutions
Texas
$47.1M +$35.7M +800,727 +338%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$46.4M +$1.13M +25,256 +3%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$45M +$27.9M +626,542 +171%
Truist Financial
18
Truist Financial
North Carolina
$43.8M +$9.55M +214,107 +28%
Stifel Financial
19
Stifel Financial
Missouri
$43M +$10.6M +238,855 +34%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$42.1M +$2.92M +65,387 +8%
Osaic Holdings
21
Osaic Holdings
Arizona
$40.3M -$619K -13,894 -2%
Bank of America
22
Bank of America
North Carolina
$39.8M -$5.58M -125,123 -12%
LRWA
23
Long Run Wealth Advisors
New York
$38.8M +$1.38M +30,863 +4%
HighTower Advisors
24
HighTower Advisors
Illinois
$38.5M -$904K -20,286 -2%
NA
25
NewEdge Advisors
Louisiana
$34.8M +$11.9M +266,957 +53%